Christopher Shapley has been Chief Compliance Officer of Heitman Capital Management since January 2026, is a control person of the firm and directly owns under 5% of it.
Heitman Capital Management LLC is a Chicago, IL firm with $6.09B under management, 29 clients and 184 advisers across 10 offices, as of its March 2026 filing.
No adviser firm registrations are on Christopher Shapley’s record.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 20 October 2025 |
| Series 7TO | General Securities Representative Examination | 29 September 2025 |
| SIE | Securities Industry Essentials Examination | 2 January 2023 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| Series 27 | Financial and Operations Principal Examination | 28 December 2014 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Operations Professional Examination
- Name
- Financial and Operations Principal Examination
- Full name
- Christopher Robert Shapley
- CRD
- 6392914
- Firm
- Heitman Capital Management · CRD 105480
- Role
- Chief Compliance Officer
- Registration
- Broker registration; no current adviser registration
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Christopher Shapley work?
Christopher Shapley has been Chief Compliance Officer of Heitman Capital Management LLC since January 2026, and is a control person of the firm.
Does Christopher Shapley have a current investment-adviser registration?
Christopher Shapley has a current broker registration and no current investment-adviser registration.
What exams has Christopher Shapley passed?
Christopher Shapley has passed 5 licensing exams: the Series 27, SIE, Series 99TO, Series 7TO and Series 63. The earliest, the Series 27, was passed in December 2014.
Is Christopher Shapley registered with FINRA?
Yes. Christopher Shapley has a current broker registration, under CRD 6392914.
Source: FINRA BrokerCheck
How can I verify Christopher Shapley’s record?
Search CRD 6392914 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Christopher Shapley’s full registration record.
Gordon BlackExecutive Vice President
Jennifer BossExecutive Vice President- David BuskoExecutive Vice President
John ClementExecutive Vice President
Anthony FerranteExecutive Vice President
Lewis IngallExecutive Vice President- Ashish KaramchandiExecutive Vice President
Blaise KeaneExecutive Vice President- Thomas KellyExecutive Vice President
Amy KrassExecutive Vice President, Assistant Portfolio Manager
Gregory LeadholmExecutive Vice President
Jonathan LindellExecutive Vice President
David MakiExecutive Vice President
Maury TognarelliManager, and President
Michael TrenchExecutive Vice President, Co-Portfolio Manager
Lawrence ChristensenManager, Chief Financial Officer, Treasurer & Assistant Secretary- Maiko AdachiManaging Director & Co-Head of Global Investment Research
Jeffrey BinghamManaging Director & Co-Head of Global Investment Research- Dwight FawcettManaging Director
Thomas McCarthyManager, Senior Managing Director, and Secretary
Brian PieracciManaging Director, Head of Private Equity North America
Timothy PodboyManaging Director
Anthony StamatoSenior Managing Director, Chief Legal Officer