Thomas McCabe has been CEO of Alliance Wealth Management Group since September 2014, is a control person of the firm and directly owns under 5% of it.
Alliance Wealth Management Group, LLC is a Flemington, NJ firm with $517M under management, 447 clients and 6 advisers across 6 offices, as of its February 2026 filing.
- – present · 9 yearsFlemington, NJ · Adviser representative · Firm CRD 169573
Investment adviser representative registrations
Thomas McCabe is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from May 2017; the most recent is New Jersey, in July 2017.
- New JerseySince 5 July 2017
- TexasResidentSince 16 May 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 18 December 2007 |
| Series 66 | Uniform Combined State Law Examination | 3 September 1999 |
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Combined State Law Examination
- CRD
- 5353175
- Firm
- Alliance Wealth Management Group · CRD 169573
- Role
- CEO
- Office
- 23 ROYAL ROAD, SUITE 101, Flemington, NJ 08822
- Registration
- Investment adviser and broker registrations
- In the industry since
- February 2008
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Thomas McCabe work?
Thomas McCabe has been CEO of Alliance Wealth Management Group, LLC since September 2014, and is a control person of the firm.
Is Thomas McCabe a financial advisor?
Yes. Thomas McCabe has a current investment-adviser registration in New Jersey and Texas, through Alliance Wealth Management Group since May 2017.
How many years of experience does Thomas McCabe have?
Thomas McCabe has 18 years in the financial industry, since February 2008, across 1 adviser firm.
What exams has Thomas McCabe passed?
Thomas McCabe has passed 3 licensing exams: the Series 66, Series 7 and Series 99TO. The earliest, the Series 66, was passed in September 1999. FINRA credited Thomas McCabe with the SIE, which began in October 2018.
Where is Thomas McCabe based?
Thomas McCabe’s registered office is in Flemington, NJ.
Is Thomas McCabe registered with FINRA?
Yes. Thomas McCabe has a current broker registration, under CRD 5353175.
Source: FINRA BrokerCheck
How can I verify Thomas McCabe’s record?
Search CRD 5353175 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Thomas McCabe’s full registration record.