Thomas Mazza has been Managing Member of Premier Estate Planners since July 2002, is a control person of the firm and directly owns between 50% and 75% of it.
Premier Estate Planners, LLC is a Clinton Township, MI firm with $227M under management, 584 clients and 2 advisers in one office, as of its February 2026 filing.
Thomas Mazza’s longest registration is the current one, 14 years at Premier Estate Planners since 2011.
- Secure Asset Management, L.L.C.– · 2 yearsClinton Twp, MI · Adviser representative · Firm CRD 144046
- Premier Estate Planners, LLCCurrent– present · 14 yearsClinton Township, MI · Adviser representative · Firm CRD 122638
Investment adviser representative registrations
Thomas Mazza is registered as an investment adviser representative in Michigan, since December 2011.
- MichiganSince 1 December 2011
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 21 November 2011 |
| Series 22 | Direct Participation Programs Representative Examination | 11 July 1996 |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 15 September 1988 |
| Series 63 | Uniform Securities Agent State Law Examination | 2 August 1983 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 27 July 1983 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Direct Participation Programs Representative Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Thomas Roy Mazza
- CRD
- 1091453
- Firm
- Premier Estate Planners · CRD 122638
- Role
- Managing Member
- Office
- 16950 19 MILE ROAD, SUITE 4, Clinton Township, MI 48038
- Registration
- Investment adviser registration
- In the industry since
- May 1998
- Disciplinary history
- Not yet shown here · SEC record
Where does Thomas Mazza work?
Thomas Mazza has been Managing Member of Premier Estate Planners, LLC since July 2002, and is a control person of the firm.
Is Thomas Mazza a financial advisor?
Yes. Thomas Mazza has a current investment-adviser registration in Michigan, through Premier Estate Planners since December 2011.
How many years of experience does Thomas Mazza have?
Thomas Mazza has 28 years in the financial industry, since May 1998, across 2 adviser firms.
What exams has Thomas Mazza passed?
Thomas Mazza has passed 5 licensing exams: the Series 6, Series 63, Series 26, Series 22 and Series 65. The earliest, the Series 6, was passed in July 1983.
Where is Thomas Mazza based?
Thomas Mazza’s registered office is in Clinton Township, MI.
Is Thomas Mazza registered with FINRA?
No. Thomas Mazza has no current broker registration.
How can I verify Thomas Mazza’s record?
Search CRD 1091453 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Thomas Mazza’s full registration record.