Career
Thomas Lowe has been Vice President, Investment Management of Ascensus Investment Advisors since August 2018. Thomas Lowe is a control person of the firm and directly owns under 5% of it.
Ascensus Investment Advisors, LLC is a Needham, MA firm with $13B under management, 27 clients and 2 advisers in one office, as of its August 2026 filing.
- – present · 5 yearsNeedham, MA · Adviser representative · Firm CRD 120632
Credentials and registrations
Investment adviser representative registrations
| State | Status | Since |
|---|---|---|
| Massachusetts | Approved | 17 November 2020 |
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 54 | Municipal Advisor Principal Qualification Examination | 26 February 2021 |
| Series 66 | Uniform Combined State Law Examination | 6 October 2020 |
| Series 50 | Municipal Advisor Representative Qualification Exam | 26 June 2019 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 28 February 2006 |
| Series 7 | General Securities Representative Examination | 30 July 1998 |
| Series 63 | Uniform Securities Agent State Law Examination | 21 July 1998 |
- Name
- Municipal Advisor Principal Qualification Examination
- Name
- Uniform Combined State Law Examination
- Name
- Municipal Advisor Representative Qualification Exam
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
Individual record
- Full name
- Thomas Lowe
- CRD
- 3089857
- Office
- 140 KENDRICK STREET, BUILDING C FLOOR 3 SUITE C320, Needham, MA 02494
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Thomas Lowe work?
Thomas Lowe has been Vice President, Investment Management of Ascensus Investment Advisors, LLC since August 2018, and is a control person of the firm.
Is Thomas Lowe a financial advisor?
Yes. Thomas Lowe has a current investment-adviser registration in Massachusetts, through Ascensus Investment Advisors since November 2020.
How many years of experience does Thomas Lowe have?
Thomas Lowe has 26 years in the financial industry, since January 2000, across 1 adviser firm.
What exams has Thomas Lowe passed?
Thomas Lowe has passed 6 licensing exams: the Series 63, Series 7, Series 24, Series 50, Series 66 and Series 54. The earliest, the Series 63, was passed in July 1998. FINRA credited Thomas Lowe with the SIE, which began in October 2018.
Where is Thomas Lowe based?
Thomas Lowe’s registered office is in Needham, MA.