Thomas Keeling has been an investment adviser representative at Delos Private Client Group since January 2024, and is not listed among the firm’s executive officers or direct owners. Thomas Keeling holds a Bachelor of Science in Economics with a minor in Finance from Oklahoma State University.
Delos Private Client Group, LLC is a Dallas, TX firm with $186M under management, 95 clients and 7 advisers across 3 offices, as of its September 2026 filing.
Thomas Keeling is Director of Financial Planning at Delos Private Client Group. He works with clients to define their goals and objectives, establish asset allocation policies and select investment portfolios that align with their broader financial plans. Before joining Delos he was a professional baseball player with the Milwaukee Brewers and Atlanta Braves, then an Asset Manager for Appalachian Mineral Partners and later a Financial Advisor at Baird in Dallas, Texas.
Thomas Keeling’s longest registration was 4 years at Delos Wealth Advisors (2019–2023). Before joining Delos Private Client Group in 2024, Thomas Keeling was registered through Robert W. Baird & Co. Incorporated.
- – present · 2 yearsDallas, TX · Adviser representative · Firm CRD 300734
- Robert W. Baird & Co. Incorporated– · 1 yearDallas, TX · Adviser representative · Firm CRD 8158
Professional designations
Listed by Delos Private Client Group
- CFP®
Investment adviser representative registrations
Thomas Keeling is registered as an investment adviser representative in Texas, since January 2024.
- TexasSince 17 January 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 20 October 2017 |
| Series 7 | General Securities Representative Examination | 7 September 2017 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Thomas P Keeling
- CRD
- 6842342
- Firm
- Delos Private Client Group · CRD 300734
- Office
- 1845 WOODALL RODGERS FWY, SUITE 1000, Dallas, TX 75201
- Registration
- Investment adviser registration
- In the industry since
- October 2017
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- delospcg.com
Where does Thomas Keeling work?
Thomas Keeling is an investment adviser representative registered through Delos Private Client Group, LLC since January 2024, and is not listed among the firm’s executive officers or direct owners.
Is Thomas Keeling a financial advisor?
Yes. Thomas Keeling has a current investment-adviser registration in Texas, through Delos Private Client Group since January 2024.
How many years of experience does Thomas Keeling have?
Thomas Keeling has 9 years in the financial industry, since October 2017, across 2 adviser firms.
What exams has Thomas Keeling passed?
Thomas Keeling has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in September 2017. FINRA credited Thomas Keeling with the SIE, which began in October 2018.
Where did Thomas Keeling work before Delos Private Client Group?
Before Delos Private Client Group, Thomas Keeling was registered through Delos Wealth Advisors, May 2019 to December 2023; Robert W. Baird & Co. Incorporated, October 2017 to April 2019.
Where is Thomas Keeling based?
Thomas Keeling’s registered office is in Dallas, TX.
Is Thomas Keeling registered with FINRA?
No. Thomas Keeling has no current broker registration.
Is Thomas Keeling a CFP?
Delos Private Client Group lists Thomas Keeling with the CFP credential (“CFP®”) on its website. CFP Board confirms certification status.
How can I verify Thomas Keeling’s record?
Search CRD 6842342 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Thomas Keeling’s full registration record.
