Andrew Smith has been Chief Investment Officer & Founder of Delos Private Client Group since January 2019, is a control person of the firm and directly owns under 5% of it. Andrew Smith holds a Bachelor of Science in Economics and Finance from Southern Methodist University.
Delos Private Client Group, LLC is a Dallas, TX firm with $186M under management, 95 clients and 7 advisers across 3 offices, as of its September 2026 filing.
Andrew Smith is Co-Founder and Chief Investment Officer of Delos Private Client Group. He oversees investment strategy, wealth management best practices, economic analysis and asset allocation recommendations, and has more than 13 years of experience in the investment management industry. Before his current role he was a Senior Investment Analyst for Bank of Texas, a subsidiary of BOKF, and earlier a Senior Associate at The Northern Trust Company.
Andrew Smith’s longest registration was 4 years at Delos Wealth Advisors (2019–2023). Before joining Delos Private Client Group in 2024, Andrew Smith was registered through Lear Investment Management.
- – present · 2 yearsDallas, TX · Adviser representative · Firm CRD 300734
- Lear Investment Management– · under a yearDallas, TX · Adviser representative · Firm CRD 174119
Investment adviser representative registrations
Andrew Smith is registered as an investment adviser representative in Texas, since February 2024.
- TexasSince 5 February 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 7 March 2019 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 25 February 2016 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Full name
- Andrew Hunter Smith
- CRD
- 6571553
- Firm
- Delos Private Client Group · CRD 300734
- Role
- Chief Investment Officer & Founder
- Office
- 1845 WOODALL RODGERS FWY, SUITE 1000, Dallas, TX 75201
- Registration
- Investment adviser registration
- In the industry since
- February 2017
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- delospcg.com
Where does Andrew Smith work?
Andrew Smith has been Chief Investment Officer & Founder of Delos Private Client Group, LLC since January 2019, and is a control person of the firm.
Is Andrew Smith a financial advisor?
Yes. Andrew Smith has a current investment-adviser registration in Texas, through Delos Private Client Group since February 2024.
How many years of experience does Andrew Smith have?
Andrew Smith has 9 years in the financial industry, since February 2017, across 2 adviser firms.
What exams has Andrew Smith passed?
Andrew Smith has passed 2 licensing exams: the Series 7 and Series 65. The earliest, the Series 7, was passed in February 2016. FINRA credited Andrew Smith with the SIE, which began in October 2018.
Where did Andrew Smith work before Delos Private Client Group?
Before Delos Private Client Group, Andrew Smith was registered through Delos Wealth Advisors, March 2019 to December 2023; Lear Investment Management, March 2019 to March 2019.
Where is Andrew Smith based?
Andrew Smith’s registered office is in Dallas, TX.
Is Andrew Smith registered with FINRA?
No. Andrew Smith has no current broker registration.
How can I verify Andrew Smith’s record?
Search CRD 6571553 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Andrew Smith’s full registration record.