Thomas Jennings has been Managing Partner of Keen Capital since September 2017, is a control person of the firm and directly owns between 50% and 75% of it. Thomas Jennings holds a Degree in Business Administration from State University of New York at Oswego.
Keen Capital, LLC is a firm with $150M under management, 62 clients and 2 advisers in one office, as of its March 2026 filing.
Thomas Jennings is Managing Partner & Co-Founder of Keen Capital, LLC. He has worked with high net worth clients for over 30 years on investment management, tax planning, retirement strategies, business succession planning, corporate executive compensation programs and estate planning. Before launching Keen Capital in 2017, he spent 5 years with Key Private Bank as a Senior Financial Planner and 11 years at TIAA-CREF as a Wealth Management Advisor and Senior Financial Planning Specialist.
Thomas Jennings’ longest registration is the current one, 9 years at Keen Capital since 2017. Before joining Keen Capital in 2017, Thomas Jennings was registered through Tiaa-Cref Advice and Planning Services.
- Keen Capital, LLCCurrent– present · 9 yearsWestminster, CO · Adviser representative · Firm CRD 283597
- Tiaa-Cref Advice and Planning Services– · 6 yearsDenver, CO · Adviser representative · Firm CRD 20472
Professional designations
Listed by Keen Capital
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
- Chartered Life Underwriter (CLU®)
Investment adviser representative registrations
Thomas Jennings is registered as an investment adviser representative in Colorado, since May 2017.
- ColoradoSince 23 May 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 1 March 2005 |
| Series 7 | General Securities Representative Examination | 6 October 1998 |
| Series 63 | Uniform Securities Agent State Law Examination | 9 October 1996 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 20 September 1996 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Thomas Joseph Jennings
- CRD
- 2800974
- Firm
- Keen Capital · CRD 283597
- Role
- Managing Partner
- Office
- 2830 Ranch Reserve Lane, Westminster, CO 80234
- Registration
- Investment adviser registration
- In the industry since
- July 2010
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- keencapital.net
Where does Thomas Jennings work?
Thomas Jennings has been Managing Partner of Keen Capital, LLC since September 2017, and is a control person of the firm.
Is Thomas Jennings a financial advisor?
Yes. Thomas Jennings has a current investment-adviser registration in Colorado, through Keen Capital since May 2017.
How many years of experience does Thomas Jennings have?
Thomas Jennings has 16 years in the financial industry, since July 2010, across 2 adviser firms.
What exams has Thomas Jennings passed?
Thomas Jennings has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 66. The earliest, the Series 6, was passed in September 1996.
Where did Thomas Jennings work before Keen Capital?
Before Keen Capital, Thomas Jennings was registered through Tiaa-Cref Advice and Planning Services, March 2005 to January 2012.
Where is Thomas Jennings based?
Thomas Jennings’ registered office is in Westminster, CO.
Is Thomas Jennings registered with FINRA?
No. Thomas Jennings has no current broker registration.
Is Thomas Jennings a CFP?
Keen Capital lists Thomas Jennings with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Thomas Jennings’ record?
Search CRD 2800974 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Thomas Jennings’ full registration record.