Thomas Hopkins has been an investment adviser representative at Latitude Advisors since January 2010, and is not listed among the firm’s executive officers or direct owners.
Latitude Advisors, LLC is a firm with $567M under management, 1,590 clients and 65 advisers across 26 offices, as of its April 2026 filing.
Thomas Hopkins’ longest registration is the current one, 16 years at GWN Securities Inc. since 2010. Before joining Latitude Advisors in 2010, Thomas Hopkins was registered through Medallion Advisory Services, LLC and Mutual Service Corporation.
- Latitude Advisors, LLCCurrent– present · 16 yearsBeaver Cove, ME · Adviser representative · Firm CRD 151001
- GWN Securities Inc.Also current– present · 16 yearsBeaver Cove, ME · Adviser representative and broker · Firm CRD 128929
- Medallion Advisory Services, LLC– · 5 yearsBeaver Cove, ME · Adviser representative · Firm CRD 113788
- Mutual Service Corporation– · 1 yearBridgton, ME · Adviser representative · Firm CRD 4806
Investment adviser representative registrations
Thomas Hopkins is registered as an investment adviser representative in Maine, since January 2010.
- MaineSince 6 January 2010
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 52TO | Municipal Securities Representative Examination | 25 September 2025 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 53 | Municipal Securities Principal Examination | 5 December 2006 |
| Series 24 | General Securities Principal Examination | 18 March 2003 |
| Series 66 | Uniform Combined State Law Examination | 20 September 2002 |
| Series 63 | Uniform Securities Agent State Law Examination | 12 May 1999 |
| Series 7 | General Securities Representative Examination | 13 April 1999 |
- Name
- Municipal Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Municipal Securities Principal Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Thomas Roger Hopkins
- CRD
- 3207504
- Firm
- Latitude Advisors · CRD 151001
- Office
- Beaver Cove, ME
- Registration
- Investment adviser and broker registrations
- In the industry since
- July 1999
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Thomas Hopkins work?
Thomas Hopkins is an investment adviser representative registered through Latitude Advisors, LLC since January 2010, and is not listed among the firm’s executive officers or direct owners.
Is Thomas Hopkins a financial advisor?
Yes. Thomas Hopkins has a current investment-adviser registration in Maine, through Latitude Advisors since January 2010.
How many years of experience does Thomas Hopkins have?
Thomas Hopkins has 27 years in the financial industry, since July 1999, across 4 adviser firms.
What exams has Thomas Hopkins passed?
Thomas Hopkins has passed 6 licensing exams: the Series 7, Series 63, Series 66, Series 24, Series 53 and Series 52TO. The earliest, the Series 7, was passed in April 1999. FINRA credited Thomas Hopkins with the SIE, which began in October 2018.
Where did Thomas Hopkins work before Latitude Advisors?
Before Latitude Advisors, Thomas Hopkins was registered through Medallion Advisory Services, LLC, May 2004 to December 2009; Mutual Service Corporation, January 2003 to May 2004.
Where is Thomas Hopkins based?
Thomas Hopkins’ registered office is in Beaver Cove, ME.
Is Thomas Hopkins registered with FINRA?
Yes. Thomas Hopkins has a current broker registration, under CRD 3207504.
Source: FINRA BrokerCheck
How can I verify Thomas Hopkins’ record?
Search CRD 3207504 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Thomas Hopkins’ full registration record.