Thomas Hayes has been Member, Managing Partner of Milestone Asset Management since July 2020, is a control person of the firm and directly owns between 25% and 50% of it.
Milestone Asset Management, LLC is a Pittsburgh, PA firm with $691M under management, 1,359 clients and 13 advisers across 6 offices, as of its February 2026 filing.
T. Brian Hayes is Founder and CEO of Hayes Advisory Group, a dba of Milestone Asset Management, LLC, based in Central Indiana. He has been working with clients on their retirement plans for over 30 years and specializes in working with pre-retirees and retirees. He is also a principal instructor for PREPARE, a non-profit that provides retirement planning courses.
Thomas Hayes’ longest registration is the current one, 18 years at Brookstone Capital Management LLC since 2008. Before joining Milestone Asset Management in 2021, Thomas Hayes was registered through Alphastar Capital Management, LLC.
- – present · 5 yearsKokomo, IN · Adviser representative · Firm CRD 310441
- Alphastar Capital Management, LLC– · under a yearKokomo, IN · Adviser representative · Firm CRD 157423
- – · under a yearKokomo, IN · Adviser representative · Firm CRD 310441
- Brookstone Capital Management LLCAlso current– present · 18 yearsKokomo, IN · Adviser representative · Firm CRD 141413
Investment adviser representative registrations
Thomas Hayes is registered as an investment adviser representative in 2 states. The first approvals date from January 2008; the most recent is Pennsylvania, in April 2021.
- IndianaSince 14 January 2008
- PennsylvaniaSince 19 April 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 5 December 2007 |
| Series 63 | Uniform Securities Agent State Law Examination | 2 December 1994 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 9 August 1994 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Thomas Brian Hayes
- CRD
- 2515869
- Firm
- Milestone Asset Management · CRD 310441
- Role
- Member, Managing Partner
- Office
- 1825 Dogwood Court, Kokomo, IN 46902
- Registration
- Investment adviser registration
- In the industry since
- December 2001
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- hayesadvisorygroup.com
Where does Thomas Hayes work?
Thomas Hayes has been Member, Managing Partner of Milestone Asset Management, LLC since July 2020, and is a control person of the firm.
Is Thomas Hayes a financial advisor?
Yes. Thomas Hayes has a current investment-adviser registration in Indiana and Pennsylvania, through Milestone Asset Management since April 2021.
How many years of experience does Thomas Hayes have?
Thomas Hayes has 24 years in the financial industry, since December 2001, across 3 adviser firms.
What exams has Thomas Hayes passed?
Thomas Hayes has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in August 1994.
Where did Thomas Hayes work before Milestone Asset Management?
Before Milestone Asset Management, Thomas Hayes was registered through Alphastar Capital Management, LLC, March 2021 to April 2021.
Where is Thomas Hayes based?
Thomas Hayes’ registered office is in Kokomo, IN.
Is Thomas Hayes registered with FINRA?
No. Thomas Hayes has no current broker registration.
How can I verify Thomas Hayes’ record?
Search CRD 2515869 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Thomas Hayes’ full registration record.
