Thomas Haggerty has held the title Member at Parable since June 2019, is a control person of the firm and directly owns between 25% and 50% of it.
Parable, LLC is a St Augustine, FL firm with $176M under management, 94 clients and 4 advisers across 2 offices, as of its June 2026 filing.
Tom Haggerty is Chief Investment Officer and Partner of Parable Wealth Advisors. He has over two decades of financial services experience as a founding partner of Parable. Before starting Parable, Haggerty was a Portfolio Manager at a locally owned Jacksonville investment advisory firm and earlier an equity research analyst with Susquehanna International Group in New York.
Thomas Haggerty’s longest registration is the current one, 7 years at Parable since 2019. Before joining Parable in 2019, Thomas Haggerty was registered through Wealth Enhancement Advisory Services, LLC and Retirement Strategies, Inc.
- Parable Wealth AdvisorsCurrent– present · 7 yearsSt Augustine, FL · Adviser representative · Firm CRD 304873
- Wealth Enhancement Advisory Services, LLC– · under a yearJacksonville, FL · Adviser representative · Firm CRD 116407
- Retirement Strategies, Inc.– · 3 yearsJacksonville, FL · Adviser representative · Firm CRD 134385
- Five Factor Capital Advisors– · under a yearAtlantic Beach, FL · Adviser representative · Firm CRD 164516
Professional designations
Listed by Parable
- CFA®
Investment adviser representative registrations
Thomas Haggerty is registered as an investment adviser representative in 2 states. The first approvals date from August 2019; the most recent is Texas, in August 2026.
- FloridaSince 30 August 2019
- TexasSince 18 August 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 87 | Research Analyst Exam - Part II Regulations Module | 20 June 2008 |
| Series 86 | Research Analyst Exam - Part I Analysis Module | 19 May 2008 |
| Series 63 | Uniform Securities Agent State Law Examination | 29 January 2008 |
| Series 7 | General Securities Representative Examination | 3 December 2007 |
- Name
- Research Analyst Exam - Part II Regulations Module
- Name
- Research Analyst Exam - Part I Analysis Module
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Thomas James Haggerty
- CRD
- 4230340
- Firm
- Parable · CRD 304873
- Role
- Member
- Office
- 460 A1A BEACH BLVD., St Augustine, FL 32080
- Registration
- Investment adviser registration
- In the industry since
- April 2015
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- parableadvisors.com
Where does Thomas Haggerty work?
Thomas Haggerty has held the title Member at Parable, LLC since June 2019, and is a control person of the firm.
Is Thomas Haggerty a financial advisor?
Yes. Thomas Haggerty has a current investment-adviser registration in Florida and Texas, through Parable since August 2019.
How many years of experience does Thomas Haggerty have?
Thomas Haggerty has 11 years in the financial industry, since April 2015, across 4 adviser firms.
What exams has Thomas Haggerty passed?
Thomas Haggerty has passed 4 licensing exams: the Series 7, Series 63, Series 86 and Series 87. The earliest, the Series 7, was passed in December 2007.
Where did Thomas Haggerty work before Parable?
Before Parable, Thomas Haggerty was registered through Wealth Enhancement Advisory Services, LLC, September 2018 to June 2019; Retirement Strategies, Inc., February 2015 to October 2018; Five Factor Capital Advisors, October 2013 to November 2013.
Where is Thomas Haggerty based?
Thomas Haggerty’s registered office is in St Augustine, FL.
Is Thomas Haggerty registered with FINRA?
No. Thomas Haggerty has no current broker registration.
Is Thomas Haggerty a CFA charterholder?
Parable lists Thomas Haggerty with the CFA credential (“CFA®”) on its website. CFA Institute confirms certification status.
How can I verify Thomas Haggerty’s record?
Search CRD 4230340 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Thomas Haggerty’s full registration record.
