Thomas Haggard has been an investment adviser representative at Abri since January 2026, and is not listed among the firm’s executive officers or direct owners.
Abri LLC is a Lexington, KY firm with $114M under management, 271 clients and 8 advisers in one office, as of its August 2026 filing.
Investment adviser representative registrations
Thomas Haggard is registered as an investment adviser representative in Kentucky, since January 2026.
- KentuckySince 6 January 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 23 August 2025 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Thomas Aaron Haggard
- CRD
- 8208828
- Firm
- Abri · CRD 314832
- Office
- 333 E SHORT ST., #210, Lexington, KY 40507
- Registration
- Investment adviser registration
- In the industry since
- January 2026
- Disciplinary history
- Not yet shown here · SEC record
Where does Thomas Haggard work?
Thomas Haggard is an investment adviser representative registered through Abri LLC since January 2026, and is not listed among the firm’s executive officers or direct owners.
Is Thomas Haggard a financial advisor?
Yes. Thomas Haggard has a current investment-adviser registration in Kentucky, through Abri since January 2026.
How many years of experience does Thomas Haggard have?
Thomas Haggard has 0 years in the financial industry, since January 2026, across 1 adviser firm.
What exams has Thomas Haggard passed?
Thomas Haggard passed the Series 65 in August 2025.
Where is Thomas Haggard based?
Thomas Haggard’s registered office is in Lexington, KY.
Is Thomas Haggard registered with FINRA?
No. Thomas Haggard has no current broker registration.
How can I verify Thomas Haggard’s record?
Search CRD 8208828 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Thomas Haggard’s full registration record.