Zackary Wallace has been Managing Member/CCO of Abri since April 2021, is a control person of the firm and directly owns 75% or more of it.
Abri LLC is a Lexington, KY firm with $114M under management, 271 clients and 8 advisers in one office, as of its August 2026 filing.
Zack Wallace is Founder of ABRI. He began his career in corporate finance before moving into wealth management. He left a Fortune 100 financial planning company to start ABRI, whose mission is to provide all-in-one advice covering tax, legal, investment and insurance.
Professional designations
Listed by Abri
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
- Chartered Life Underwriter (CLU®)
- Retirement Income Certified Professional (RICP®)
Investment adviser representative registrations
Zackary Wallace is registered as an investment adviser representative in 9 states, as a resident of Texas. The first approvals date from August 2021; the most recent is Wisconsin, in February 2025.
- CaliforniaSince 14 February 2022
- IllinoisSince 5 August 2021
- IndianaSince 30 August 2021
- KentuckySince 31 January 2023
- MichiganSince 11 August 2021
- OhioSince 1 March 2022
- TexasResidentSince 17 November 2022
- WashingtonSince 10 December 2021
- WisconsinSince 13 February 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 20 April 2021 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 1 June 2015 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 11 May 2015 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Zackary David Wallace
- CRD
- 6466304
- Firm
- Abri · CRD 314832
- Role
- Managing Member/CCO
- Office
- 333 E SHORT ST., #210, Lexington, KY 40507
- Registration
- Investment adviser registration
- In the industry since
- May 2015
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- abri.io
Where does Zackary Wallace work?
Zackary Wallace has been Managing Member/CCO of Abri LLC since April 2021, and is a control person of the firm.
Is Zackary Wallace a financial advisor?
Yes. Zackary Wallace has a current investment-adviser registration in California, Illinois, Indiana, Kentucky, Michigan, Ohio, Texas, Washington and Wisconsin, through Abri since August 2021.
How many years of experience does Zackary Wallace have?
Zackary Wallace has 11 years in the financial industry, since May 2015, across 1 adviser firm.
What exams has Zackary Wallace passed?
Zackary Wallace has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in May 2015. FINRA credited Zackary Wallace with the SIE, which began in October 2018.
Where is Zackary Wallace based?
Zackary Wallace’s registered office is in Lexington, KY.
Is Zackary Wallace registered with FINRA?
No. Zackary Wallace has no current broker registration.
Is Zackary Wallace a CFP?
Abri lists Zackary Wallace with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
Source: Zack Wallace biography, abri.io
How can I verify Zackary Wallace’s record?
Search CRD 6466304 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Zackary Wallace’s full registration record.