Thomas Graff has been Chief Investment of Facet Wealth since May 2022, is a control person of the firm and directly owns under 5% of it. Thomas Graff holds a BA in Economics from Loyola University in Maryland.
Facet Wealth, Inc is a West Palm Beach, FL firm with $7.6B under management, 14,741 clients and 77 advisers across 26 offices, as of its July 2026 filing.
Tom Graff is Chief Investment Officer of Facet, where he oversees the firm's investment strategy and portfolio management. He chairs the Investment Committee and leads the firm's investment research efforts. Before joining Facet in 2022, he spent 12 years at Brown Advisory as Head of Fixed Income and a member of the firm's CIO Committee.
Thomas Graff’s longest registration was 10 years at Brown Advisory (2012–2022). Before joining Facet Wealth in 2022, Thomas Graff was registered through Brown Advisory.
- Brown Advisory– · 10 yearsBaltimore, MD · Adviser representative · Firm CRD 110181
Professional designations
Listed by Facet Wealth
- CFA®
Investment adviser representative registrations
Thomas Graff is registered as an investment adviser representative in 2 states. Each was approved in September 2022.
- MarylandSince 28 September 2022
- TexasSince 28 September 2022
Examinations
No examinations are on Thomas Graff’s record.
- Full name
- Thomas Douglas Davis Graff
- CRD
- 4351710
- Firm
- Facet Wealth · CRD 285961
- Role
- Chief Investment
- Office
- Phoenix, MD
- Registration
- Investment adviser registration
- In the industry since
- June 2012
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- facet.com
Where does Thomas Graff work?
Thomas Graff has been Chief Investment of Facet Wealth, Inc since May 2022, and is a control person of the firm.
Is Thomas Graff a financial advisor?
Yes. Thomas Graff has a current investment-adviser registration in Maryland and Texas, through Facet Wealth since September 2022.
How many years of experience does Thomas Graff have?
Thomas Graff has 14 years in the financial industry, since June 2012, across 2 adviser firms.
Where is Thomas Graff based?
Thomas Graff’s registered office is in Phoenix, MD.
Is Thomas Graff registered with FINRA?
No. Thomas Graff has no current broker registration.
Is Thomas Graff a CFA charterholder?
Facet Wealth lists Thomas Graff with the CFA credential (“CFA®”) on its website. CFA Institute confirms certification status.
How can I verify Thomas Graff’s record?
Search CRD 4351710 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Thomas Graff’s full registration record.
- Anderson JonesChief Executive Officer and Director
Darshan PatelChief Financial Officer
Shruti JoshiChief Operating Officer, Director
Christopher HufmanChief Admin Officer/Chief Compliance Officer
Patrick McKennaExecutive Chairman and Director- Charles RoameDirector
- Todd SchellDirector
- Jeffrey SteinDirector
Brent WeissCo-Founder