Christopher Hufman has been Chief Admin Officer/Chief Compliance Officer of Facet Wealth since June 2018, is a control person of the firm and directly owns under 5% of it. Christopher Hufman holds an MBA from the University of Tampa and a BA from the University of California, San Diego.
Facet Wealth, Inc is a West Palm Beach, FL firm with $7.6B under management, 14,741 clients and 77 advisers across 26 offices, as of its July 2026 filing.
Chris Hufman is Chief Administrative Officer and Chief Compliance Officer of Facet. Before joining Facet, he held multiple leadership roles at T. Rowe Price, where he managed individual and institutional services, established business capability oversight teams, and led regional operations. He has over 25 years of experience scaling and leading complex operations teams, including back-office processing, intermediary support, and high-value client service.
No adviser firm registrations are on Christopher Hufman’s record.
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 26 July 1996 |
| Series 7 | General Securities Representative Examination | 20 June 1996 |
| Series 63 | Uniform Securities Agent State Law Examination | 2 June 1993 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 25 May 1993 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Christopher John Hufman
- CRD
- 2306338
- Firm
- Facet Wealth · CRD 285961
- Role
- Chief Admin Officer/Chief Compliance Officer
- Registration
- No current adviser or broker registration
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- facet.com
Where does Christopher Hufman work?
Christopher Hufman has been Chief Admin Officer/Chief Compliance Officer of Facet Wealth, Inc since June 2018, and is a control person of the firm.
Does Christopher Hufman have a current investment-adviser registration?
Christopher Hufman has no current investment-adviser or broker registration.
What exams has Christopher Hufman passed?
Christopher Hufman has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 24. The earliest, the Series 6, was passed in May 1993. FINRA credited Christopher Hufman with the SIE, which began in October 2018.
Is Christopher Hufman registered with FINRA?
No. Christopher Hufman has no current broker registration.
How can I verify Christopher Hufman’s record?
Search CRD 2306338 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Christopher Hufman’s full registration record.
