Thomas Gore has been CCO and President of Keen Capital since August 2007, is a control person of the firm and directly owns 75% or more of it. Thomas Gore holds a Bachelor of Science in Business Administration from Presbyterian College.
Keen Capital, LTD is a Chapin, SC firm with $180M under management, 113 clients and 4 advisers across 5 offices, as of its May 2026 filing.
Thomas Gore is President of Keen Capital, based in Chapin, SC. He is the firm's founder.
Thomas Gore’s longest registration is the current one, 19 years at Keen Capital since 2007. Before joining Keen Capital in 2007, Thomas Gore was registered through MML Investors Services, Inc.
- MML Investors Services, Inc.– · 3 yearsColumbia, SC · Adviser representative · Firm CRD 10409
Professional designations
Listed by Keen Capital
- CPA
- CFP
Investment adviser representative registrations
Thomas Gore is registered as an investment adviser representative in 2 states. The first approvals date from August 2007; the most recent is Texas, in July 2024.
- South CarolinaSince 30 August 2007
- TexasSince 3 July 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 1 August 2006 |
| Series 65 | Uniform Investment Adviser Law Examination | 3 July 2002 |
| Series 7 | General Securities Representative Examination | 22 May 2002 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 5 September 2000 |
| Series 63 | Uniform Securities Agent State Law Examination | 30 August 2000 |
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Thomas Anthony Gore
- CRD
- 4261918
- Firm
- Keen Capital · CRD 145023
- Role
- CCO and President
- Office
- 118 COLUMBIA AVENUE, Chapin, SC 29036
- Registration
- Investment adviser registration
- In the industry since
- July 2004
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- keeninvestors.com
Where does Thomas Gore work?
Thomas Gore has been CCO and President of Keen Capital, LTD since August 2007, and is a control person of the firm.
Is Thomas Gore a financial advisor?
Yes. Thomas Gore has a current investment-adviser registration in South Carolina and Texas, through Keen Capital since August 2007.
How many years of experience does Thomas Gore have?
Thomas Gore has 22 years in the financial industry, since July 2004, across 2 adviser firms.
What exams has Thomas Gore passed?
Thomas Gore has passed 5 licensing exams: the Series 63, Series 6, Series 7, Series 65 and Series 24. The earliest, the Series 63, was passed in August 2000.
Where did Thomas Gore work before Keen Capital?
Before Keen Capital, Thomas Gore was registered through MML Investors Services, Inc., July 2002 to September 2005.
Where is Thomas Gore based?
Thomas Gore’s registered office is in Chapin, SC.
Is Thomas Gore registered with FINRA?
No. Thomas Gore has no current broker registration.
Is Thomas Gore a CFP?
Keen Capital lists Thomas Gore with the CFP credential (“CFP”) on its website. CFP Board confirms certification status.
How can I verify Thomas Gore’s record?
Search CRD 4261918 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Thomas Gore’s full registration record.