Thomas Genco has been an investment adviser representative at Beacon Financial Advisory since August 2015, and is not listed among the firm’s executive officers or direct owners.
Beacon Financial Advisory LLC is a Cleveland, OH firm with $901M under management, 1,556 clients and 13 advisers across 5 offices, as of its March 2026 filing.
Thomas Genco’s longest registration is the current one, 14 years at Capital Analysts since 2012. Before joining Beacon Financial Advisory in 2015, Thomas Genco was registered through Lincoln Investment Planning, LLC and Capital Analysts Incorporated.
- Lincoln InvestmentAlso current– present · 2 yearsCleveland, OH · Adviser representative · Firm CRD 519
- – present · 11 yearsCleveland, OH · Adviser representative · Firm CRD 174334
- Capital AnalystsAlso current– present · 14 yearsCleveland, OH · Adviser representative · Firm CRD 162200
- Lincoln Investment Planning, LLC– · 3 yearsFort Washington, PA · Adviser representative · Firm CRD 519
- Capital Analysts Incorporated– · 2 yearsCleveland, OH · Adviser representative · Firm CRD 5478
- Sanders Morris Harris Inc.– · 2 yearsCleveland, OH · Adviser representative · Firm CRD 20580
- Lincoln Financial Advisors Corporation– · 7 yearsCleveland, OH · Adviser representative · Firm CRD 3978
Investment adviser representative registrations
Thomas Genco is registered as an investment adviser representative in Ohio, since June 2012.
- OhioSince 5 June 2012
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 30 November 1998 |
| Series 7 | General Securities Representative Examination | 25 November 1997 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Thomas Michael Genco
- CRD
- 2957076
- Firm
- Beacon Financial Advisory · CRD 174334
- Office
- 1111 Superior Avenue E, Suite 2500, Cleveland, OH 44114
- Registration
- Investment adviser and broker registrations
- In the industry since
- November 1997
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Thomas Genco work?
Thomas Genco is an investment adviser representative registered through Beacon Financial Advisory LLC since August 2015, and is not listed among the firm’s executive officers or direct owners.
Is Thomas Genco a financial advisor?
Yes. Thomas Genco has a current investment-adviser registration in Ohio, through Beacon Financial Advisory since August 2015.
How many years of experience does Thomas Genco have?
Thomas Genco has 28 years in the financial industry, since November 1997, across 6 adviser firms.
What exams has Thomas Genco passed?
Thomas Genco has passed 2 licensing exams: the Series 7 and Series 63. The earliest, the Series 7, was passed in November 1997. FINRA credited Thomas Genco with the SIE, which began in October 2018.
Where did Thomas Genco work before Beacon Financial Advisory?
Before Beacon Financial Advisory, Thomas Genco was registered through Capital Analysts Incorporated, April 2010 to June 2012; Sanders Morris Harris Inc., June 2007 to May 2010; Lincoln Financial Advisors Corporation, January 2000 to June 2007.
Where is Thomas Genco based?
Thomas Genco’s registered office is in Cleveland, OH.
Is Thomas Genco registered with FINRA?
Yes. Thomas Genco has a current broker registration, under CRD 2957076.
Source: FINRA BrokerCheck
How can I verify Thomas Genco’s record?
Search CRD 2957076 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Thomas Genco’s full registration record.
