Deborah George has been Chief Compliance Officer of Beacon Financial Advisory since December 2014, is a control person of the firm and directly owns under 5% of it.
Beacon Financial Advisory LLC is a Cleveland, OH firm with $901M under management, 1,556 clients and 13 advisers across 5 offices, as of its March 2026 filing.
Deborah George’s longest registration is the current one, 14 years at Lincoln Investment since 2012. Before joining Beacon Financial Advisory in 2015, Deborah George was registered through Lincoln Investment Planning, Inc and Capital Analysts Incorporated.
- – present · 11 yearsCleveland, OH · Adviser representative · Firm CRD 174334
- Capital AnalystsAlso current– present · 14 yearsCleveland, OH · Adviser representative · Firm CRD 162200
- Lincoln InvestmentAlso current– present · 14 yearsAvon Lake, OH · Adviser representative and broker · Firm CRD 519
- Lincoln Investment Planning, Inc– · 2 yearsFort Washington, PA · Adviser representative · Firm CRD 519
- Capital Analysts Incorporated– · 2 yearsCleveland, OH · Adviser representative · Firm CRD 5478
- Sanders Morris Harris Inc.– · 3 yearsBeachwood, OH · Adviser representative · Firm CRD 20580
- Lincoln Financial Advisors Corporation– · 2 yearsCleveland, OH · Adviser representative · Firm CRD 3978
Investment adviser representative registrations
Deborah George is registered as an investment adviser representative in Ohio, since June 2012.
- OhioSince 5 June 2012
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 16 April 2004 |
| Series 7 | General Securities Representative Examination | 1 March 2004 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Full name
- Deborah Lynn George
- CRD
- 4383646
- Firm
- Beacon Financial Advisory · CRD 174334
- Role
- Chief Compliance Officer
- Office
- 25825 SCIENCE PARK DRIVE, SUITE 110, Cleveland, OH 44122
- Registration
- Investment adviser and broker registrations
- In the industry since
- March 2004
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Deborah George work?
Deborah George has been Chief Compliance Officer of Beacon Financial Advisory LLC since December 2014, and is a control person of the firm.
Is Deborah George a financial advisor?
Yes. Deborah George has a current investment-adviser registration in Ohio, through Beacon Financial Advisory since April 2015.
How many years of experience does Deborah George have?
Deborah George has 22 years in the financial industry, since March 2004, across 6 adviser firms.
What exams has Deborah George passed?
Deborah George has passed 2 licensing exams: the Series 7 and Series 24. The earliest, the Series 7, was passed in March 2004. FINRA credited Deborah George with the SIE, which began in October 2018.
Where did Deborah George work before Beacon Financial Advisory?
Before Beacon Financial Advisory, Deborah George was registered through Lincoln Investment Planning, Inc, June 2012 to March 2015; Capital Analysts Incorporated, April 2010 to June 2012; Sanders Morris Harris Inc., May 2007 to May 2010; Lincoln Financial Advisors Corporation, May 2004 to April 2007.
Where is Deborah George based?
Deborah George’s registered office is in Cleveland, OH.
Is Deborah George registered with FINRA?
Yes. Deborah George has a current broker registration, under CRD 4383646.
Source: FINRA BrokerCheck
How can I verify Deborah George’s record?
Search CRD 4383646 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Deborah George’s full registration record.
