Thomas Frey has been an investment adviser representative at Sterling Wealth Management since September 2014, and is not listed among the firm’s executive officers or direct owners.
Sterling Wealth Management, Inc. is a Champaign, IL firm with $495M under management, 240 clients and 7 advisers in one office, as of its March 2026 filing.
Thomas Frey’s longest registration is the current one, 28 years at Frey Financial since 1998.
- – present · 12 yearsChampaign, IL · Adviser representative · Firm CRD 131304
- Frey FinancialAlso current– present · 28 yearsUrbana, IL · Adviser representative · Firm CRD 123538
Investment adviser representative registrations
Thomas Frey is registered as an investment adviser representative in Illinois, since October 1998.
- IllinoisSince 14 October 1998
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 2 September 1994 |
| Series 65 | Uniform Investment Adviser Law Examination | 15 December 1993 |
| Series 63 | Uniform Securities Agent State Law Examination | 19 September 1990 |
| Series 7 | General Securities Representative Examination | 19 August 1989 |
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Thomas Lee Frey
- CRD
- 1950326
- Firm
- Sterling Wealth Management · CRD 131304
- Office
- 301 N. NEIL STREET, SUITE 203, Champaign, IL 61820
- Registration
- Investment adviser registration
- In the industry since
- October 1998
- Disciplinary history
- Not yet shown here · SEC record
Where does Thomas Frey work?
Thomas Frey is an investment adviser representative registered through Sterling Wealth Management, Inc. since September 2014, and is not listed among the firm’s executive officers or direct owners.
Is Thomas Frey a financial advisor?
Yes. Thomas Frey has a current investment-adviser registration in Illinois, through Sterling Wealth Management since September 2014.
How many years of experience does Thomas Frey have?
Thomas Frey has 28 years in the financial industry, since October 1998, across 2 adviser firms.
What exams has Thomas Frey passed?
Thomas Frey has passed 4 licensing exams: the Series 7, Series 63, Series 65 and Series 24. The earliest, the Series 7, was passed in August 1989.
Where is Thomas Frey based?
Thomas Frey’s registered office is in Champaign, IL.
Is Thomas Frey registered with FINRA?
No. Thomas Frey has no current broker registration.
How can I verify Thomas Frey’s record?
Search CRD 1950326 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Thomas Frey’s full registration record.