Thomas Damon has been an investment adviser representative at Elevate Capital Advisors since April 2023, and is not listed among the firm’s executive officers or direct owners.
Elevate Capital Advisors, Inc. is an Eagle, CO firm with $183M under management, 210 clients and 5 advisers in one office, as of its September 2026 filing.
Thomas Damon’s longest registration is the current one, 3 years at Elevate Capital Advisors since 2023. Before joining Elevate Capital Advisors in 2023, Thomas Damon was registered through Northwestern Mutual Investment Services,llc.
- Elevate Capital AdvisorsCurrent– present · 3 yearsCranford, NJ · Adviser representative · Firm CRD 288190
- Northwestern Mutual Investment Services,llc– · under a yearNew York, NY · Adviser representative · Firm CRD 2881
Investment adviser representative registrations
Thomas Damon is registered as an investment adviser representative in Colorado, since April 2023.
- ColoradoSince 6 April 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 25 January 2022 |
| Series 7TO | General Securities Representative Examination | 11 October 2021 |
| SIE | Securities Industry Essentials Examination | 14 December 2020 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- CRD
- 7016699
- Firm
- Elevate Capital Advisors · CRD 288190
- Office
- Cranford, NJ
- Registration
- Investment adviser registration
- In the industry since
- December 2021
- Disciplinary history
- Not yet shown here · SEC record
Where does Thomas Damon work?
Thomas Damon is an investment adviser representative registered through Elevate Capital Advisors, Inc. since April 2023, and is not listed among the firm’s executive officers or direct owners.
Is Thomas Damon a financial advisor?
Yes. Thomas Damon has a current investment-adviser registration in Colorado, through Elevate Capital Advisors since April 2023.
How many years of experience does Thomas Damon have?
Thomas Damon has 4 years in the financial industry, since December 2021, across 2 adviser firms.
What exams has Thomas Damon passed?
Thomas Damon has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in December 2020.
Where did Thomas Damon work before Elevate Capital Advisors?
Before Elevate Capital Advisors, Thomas Damon was registered through Northwestern Mutual Investment Services,llc, January 2022 to January 2023.
Where is Thomas Damon based?
Thomas Damon’s registered office is in Cranford, NJ.
Is Thomas Damon registered with FINRA?
No. Thomas Damon has no current broker registration.
How can I verify Thomas Damon’s record?
Search CRD 7016699 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Thomas Damon’s full registration record.
