Kenneth Armstrong has been Managing Member/ Chief Compliance Officer of Elevate Capital Advisors since March 2017, is a control person of the firm and directly owns between 50% and 75% of it. Kenneth Armstrong holds a Business degree from the University of New Hampshire.
Elevate Capital Advisors, Inc. is an Eagle, CO firm with $183M under management, 210 clients and 5 advisers in one office, as of its September 2026 filing.
Ken Armstrong is Co-Founder, CEO and Senior Wealth Advisor of Elevate Capital Advisors. He has 27 years of experience in investment management and financial planning. Armstrong is the creator of the Elevate Income Plan, a retirement strategy for clients.
Kenneth Armstrong’s longest registration is the current one, 9 years at Elevate Capital Advisors since 2017. Before joining Elevate Capital Advisors in 2017, Kenneth Armstrong was registered through Northwestern Mutual Wealth Management Company and Northwestern Mutual Investment Services,llc.
- Elevate Capital AdvisorsCurrent– present · 9 yearsEagle, CO · Adviser representative · Firm CRD 288190
- Northwestern Mutual Wealth Management Company– · under a yearMilwaukee, WI · Adviser representative · Firm CRD 109729
- Northwestern Mutual Investment Services,llc– · under a yearEagle, CO · Adviser representative · Firm CRD 2881
Professional designations
Listed by Elevate Capital Advisors
- CFP®
- CLU®
- ChFC®
- CASL®
- RICP®
- CLTC®
Investment adviser representative registrations
Kenneth Armstrong is registered as an investment adviser representative in 3 states. The first approvals date from June 2017; the most recent are Louisiana and Texas, in January 2021.
- ColoradoSince 27 June 2017
- LouisianaSince 17 January 2021
- TexasSince 17 January 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 8 August 2005 |
| Series 7 | General Securities Representative Examination | 1 March 2005 |
| Series 63 | Uniform Securities Agent State Law Examination | 29 August 2002 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 24 May 1999 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Kenneth Allen Armstrong
- CRD
- 3169018
- Firm
- Elevate Capital Advisors · CRD 288190
- Role
- Managing Member/ Chief Compliance Officer
- Office
- 313 CHAMBERS AVE., SUITE D, Eagle, CO 81631
- Registration
- Investment adviser registration
- In the industry since
- May 1999
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- elevatecapitaladvisors.com
Where does Kenneth Armstrong work?
Kenneth Armstrong has been Managing Member/ Chief Compliance Officer of Elevate Capital Advisors, Inc. since March 2017, and is a control person of the firm.
Is Kenneth Armstrong a financial advisor?
Yes. Kenneth Armstrong has a current investment-adviser registration in Colorado, Louisiana and Texas, through Elevate Capital Advisors since June 2017.
How many years of experience does Kenneth Armstrong have?
Kenneth Armstrong has 27 years in the financial industry, since May 1999, across 3 adviser firms.
What exams has Kenneth Armstrong passed?
Kenneth Armstrong has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 66. The earliest, the Series 6, was passed in May 1999. FINRA credited Kenneth Armstrong with the SIE, which began in October 2018.
Where did Kenneth Armstrong work before Elevate Capital Advisors?
Before Elevate Capital Advisors, Kenneth Armstrong was registered through Northwestern Mutual Wealth Management Company, May 2006 to April 2007; Northwestern Mutual Investment Services,llc, August 2005 to May 2006.
Where is Kenneth Armstrong based?
Kenneth Armstrong’s registered office is in Eagle, CO.
Is Kenneth Armstrong registered with FINRA?
No. Kenneth Armstrong has no current broker registration.
Is Kenneth Armstrong a CFP?
Elevate Capital Advisors lists Kenneth Armstrong with the CFP credential (“CFP®”) on its website. CFP Board confirms certification status.
How can I verify Kenneth Armstrong’s record?
Search CRD 3169018 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Kenneth Armstrong’s full registration record.
