Thomas D'Auria has been Managing Partner of Tandem Investment Partners since September 2014, is a control person of the firm and directly owns 75% or more of it. Thomas D'Auria holds a BS in Finance from City University of New York.
Tandem Investment Partners, LLC is a Bordentown, NJ firm with $200M under management, 192 clients and 4 advisers across 3 offices, as of its February 2026 filing.
Thomas D'Auria is Managing Partner and Co-Founder of Tandem Investment Partners, based in Bordentown, NJ. He has over 35 years of investment management experience and co-founded the firm to tailor investment strategies to high-net-worth client needs. Previously he worked as Director of Research at Dumont & Blake; Chief Investment Officer for US Equities with HSBC Investments; and Senior Analyst for Merrill Lynch Asset Management.
Thomas D'Auria’s longest registration is the current one, 12 years at Tandem Investment Partners since 2014. Before joining Tandem Investment Partners in 2014, Thomas D'Auria was registered through Tandem Wealth Advisors.
- – present · 12 yearsBordentown, NJ · Adviser representative · Firm CRD 172309
- Tandem Wealth Advisors– · 3 yearsPhoenix, AZ · Adviser representative · Firm CRD 157794
Professional designations
Listed by Tandem Investment Partners
- CFA
Investment adviser representative registrations
Thomas D'Auria is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from July 2014; the most recent is New Jersey, in August 2014.
- New JerseySince 13 August 2014
- TexasResidentSince 25 July 2014
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7 | General Securities Representative Examination | 24 January 1997 |
- Name
- General Securities Representative Examination
- Full name
- Thomas Jude D'Auria
- CRD
- 2835589
- Firm
- Tandem Investment Partners · CRD 172309
- Role
- Managing Partner
- Office
- 3 THIRD STREET, SUITE 215, Bordentown, NJ 08505
- Registration
- Investment adviser registration
- In the industry since
- June 2011
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- tandeminvestment.com
Where does Thomas D'Auria work?
Thomas D'Auria has been Managing Partner of Tandem Investment Partners, LLC since September 2014, and is a control person of the firm.
Is Thomas D'Auria a financial advisor?
Yes. Thomas D'Auria has a current investment-adviser registration in New Jersey and Texas, through Tandem Investment Partners since July 2014.
How many years of experience does Thomas D'Auria have?
Thomas D'Auria has 15 years in the financial industry, since June 2011, across 2 adviser firms.
What exams has Thomas D'Auria passed?
Thomas D'Auria passed the Series 7 in January 1997.
Where is Thomas D'Auria based?
Thomas D'Auria’s registered office is in Bordentown, NJ.
Is Thomas D'Auria registered with FINRA?
No. Thomas D'Auria has no current broker registration.
Is Thomas D'Auria a CFA charterholder?
Tandem Investment Partners lists Thomas D'Auria with the CFA credential (“CFA”) on its website. CFA Institute confirms certification status.
How can I verify Thomas D'Auria’s record?
Search CRD 2835589 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Thomas D'Auria’s full registration record.
