Career
Thomas Brown has been Partner of LGT Capital Partners (USA) since October 2015. Thomas Brown is a control person of the firm and directly owns under 5% of it.
LGT Capital Partners (USA) Inc. is a New York, NY firm with $59.8B under management, 2 clients and 49 advisers across 8 offices, as of its April 2026 filing.
No adviser firm registrations are on Thomas Brown’s record.
Credentials and registrations
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 19 August 2009 |
| Series 7 | General Securities Representative Examination | 23 August 1995 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Thomas Bolton Brown
- CRD
- 2631987
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Thomas Brown work?
Thomas Brown has been Partner of LGT Capital Partners (USA) Inc. since October 2015, and is a control person of the firm.
Does Thomas Brown have a current investment-adviser registration?
Thomas Brown has a current broker registration and no current investment-adviser registration.
What exams has Thomas Brown passed?
Thomas Brown has passed 2 licensing exams: the Series 7 and Series 63. The earliest, the Series 7, was passed in August 1995. FINRA credited Thomas Brown with the SIE, which began in October 2018.
Leadership at LGT Capital Partners (USA)
- David AndrycDirector, Chief Executive Officer, President
- John KossowChief Financial Officer
- Joanna GerstnerChief Compliance Officer, Secretary
- Sascha GruberDirector
- Michael JonesDirector
- Roberto PaganoniDirector
- Johann Von BaumDirector