Niva WealthLet’s talk

Theresa Marciel-Carr

Vice President, Field Supervision at Valic Financial Advisors

Broker registration; no current adviser registrationSEC record checked 18 October 2026

0
Past adviser firms
5
Licensing exams

IAPD record retrieved 18 October 2026SEC record

Theresa Marciel-Carr is Vice President, Field Supervision of Valic Financial Advisors, Inc., a Houston investment adviser managing $29.2B. Theresa Marciel-Carr has a current broker registration and no current investment-adviser registration and has passed 5 licensing exams.

Role at Valic Financial Advisors

Title on Schedule A
Vice President, Field Supervision
Control
Theresa Marciel-Carr is not a control person of Valic Financial Advisors.
Ownership
An individual ownership band is not available in the source record.
Tenure
Theresa Marciel-Carr has held the filed role since October 2024.

The firm

Valic Financial Advisors, Inc.
Houston, TX

Form ADV filed 13 May 2026

$29.2B AUM293,026 clients1,280 advisers26 offices

Career on record

Firms and exams, newest first
  1. Passed Series 52TO · 2023
  2. Passed SIE · 2018
  3. Passed Series 53 · 2008
  4. Passed Series 7 and Series 24 · 2007

Registrations and exams

Broker registration; no current adviser registration. Theresa Marciel-Carr has passed 5 qualifying exams.

Examinations

Series 5325 February 2008
Name
Municipal Securities Principal Examination
Series 243 December 2007
Name
General Securities Principal Examination
Series 52TO2 January 2023
Name
Municipal Securities Representative Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 723 October 2007
Name
General Securities Representative Examination

Individual record

Full name
Theresa H Marciel-Carr
CRD
5428259
Firm
Valic Financial Advisors, Inc.
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Theresa Marciel-Carr work?

Theresa Marciel-Carr has been Vice President, Field Supervision of Valic Financial Advisors, Inc. since October 2024.

Source: Form ADV, Schedule A, filed 13 May 2026

Does Theresa Marciel-Carr have a current investment-adviser registration?

Theresa Marciel-Carr has a current broker registration and no current investment-adviser registration, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

What exams has Theresa Marciel-Carr passed?

Theresa Marciel-Carr has passed 5 licensing exams: the Series 7, Series 24, Series 53, SIE and Series 52TO. The earliest, the Series 7, was passed in October 2007.

Source: IAPD individual record, checked 18 October 2026

Leadership at Valic Financial Advisors

Sources

  1. IAPD individual record, CRD 5428259. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Valic Financial Advisors, Inc., filed 13 May 2026. Title, control and ownership bands.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Theresa Marciel-Carr or Valic Financial Advisors, Inc. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.