Theodore Wolfstich has been Managing Member and Chief Compliance Officer of Wolfstich Capital since December 2007, is a control person of the firm and directly owns 75% or more of it.
Wolfstich Capital, LLC is a Medfield, MA firm with $162M under management, 80 clients and 1 adviser across 2 offices, as of its January 2026 filing.
Ted Wolfstich founded Wolfstich Capital in 2007, which is a registered investment advisory firm.
Theodore Wolfstich’s longest registration is the current one, 18 years at Wolfstich Capital since 2008. Before joining Wolfstich Capital in 2008, Theodore Wolfstich was registered through Charles Schwab & Co., Inc.
- Charles Schwab & Co., Inc.– · 1 yearBurlington, MA · Adviser representative · Firm CRD 5393
Professional designations
Listed by Wolfstich Capital
- CFP®
Investment adviser representative registrations
Theodore Wolfstich is registered as an investment adviser representative in 2 states. The first approvals date from January 2008; the most recent is Texas, in October 2023.
- MassachusettsSince 2 January 2008
- TexasSince 31 October 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 31 March 2001 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 14 December 1999 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 1 November 1999 |
| Series 7 | General Securities Representative Examination | 9 September 1996 |
| Series 63 | Uniform Securities Agent State Law Examination | 5 June 1996 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 13 May 1996 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Theodore John Wolfstich
- CRD
- 2739474
- Firm
- Wolfstich Capital · CRD 146026
- Role
- Managing Member and Chief Compliance Officer
- Registration
- Investment adviser registration
- In the industry since
- March 2006
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- wolfstichcapital.com
Where does Theodore Wolfstich work?
Theodore Wolfstich has been Managing Member and Chief Compliance Officer of Wolfstich Capital, LLC since December 2007, and is a control person of the firm.
Is Theodore Wolfstich a financial advisor?
Yes. Theodore Wolfstich has a current investment-adviser registration in Massachusetts and Texas, through Wolfstich Capital since January 2008.
How many years of experience does Theodore Wolfstich have?
Theodore Wolfstich has 20 years in the financial industry, since March 2006, across 2 adviser firms.
What exams has Theodore Wolfstich passed?
Theodore Wolfstich has passed 6 licensing exams: the Series 6, Series 63, Series 7, Series 9, Series 10 and Series 66. The earliest, the Series 6, was passed in May 1996.
Where did Theodore Wolfstich work before Wolfstich Capital?
Before Wolfstich Capital, Theodore Wolfstich was registered through Charles Schwab & Co., Inc., October 2005 to July 2007.
Is Theodore Wolfstich registered with FINRA?
No. Theodore Wolfstich has no current broker registration.
Is Theodore Wolfstich a CFP?
Wolfstich Capital lists Theodore Wolfstich with the CFP credential (“CFP®”) on its website. CFP Board confirms certification status.
How can I verify Theodore Wolfstich’s record?
Search CRD 2739474 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Theodore Wolfstich’s full registration record.