Theodore Steelman has been an investment adviser representative at Integrity Financial since November 2023, and is not listed among the firm’s executive officers or direct owners.
Integrity Financial Corporation is a Jackson, WY firm with $868M under management, 1,450 clients and 0 advisers across 6 offices, as of its March 2026 filing.
Theodore Steelman’s longest registration is the current one, 2 years at Integrity Financial since 2023. Before joining Integrity Financial in 2023, Theodore Steelman was registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated.
- – present · 2 yearsBozeman, MT · Adviser representative · Firm CRD 137125
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 1 yearKissimmee, FL · Adviser representative · Firm CRD 7691
Investment adviser representative registrations
Theodore Steelman is registered as an investment adviser representative in 3 states. The first approvals date from November 2023; the most recent is California, in September 2025.
- CaliforniaSince 25 September 2025
- MontanaSince 13 November 2023
- WyomingSince 13 November 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 8 November 2021 |
| Series 7TO | General Securities Representative Examination | 7 October 2021 |
| SIE | Securities Industry Essentials Examination | 3 September 2021 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Theodore Michael Steelman
- CRD
- 7084236
- Firm
- Integrity Financial · CRD 137125
- Office
- 5 W. Mendenhall, Ste. 202, Bozeman, MT 59715
- Registration
- Investment adviser registration
- In the industry since
- March 2022
- Disciplinary history
- Not yet shown here · SEC record
Where does Theodore Steelman work?
Theodore Steelman is an investment adviser representative registered through Integrity Financial Corporation since November 2023, and is not listed among the firm’s executive officers or direct owners.
Is Theodore Steelman a financial advisor?
Yes. Theodore Steelman has a current investment-adviser registration in California, Montana and Wyoming, through Integrity Financial since November 2023.
How many years of experience does Theodore Steelman have?
Theodore Steelman has 4 years in the financial industry, since March 2022, across 2 adviser firms.
What exams has Theodore Steelman passed?
Theodore Steelman has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in September 2021.
Where did Theodore Steelman work before Integrity Financial?
Before Integrity Financial, Theodore Steelman was registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated, November 2021 to May 2023.
Where is Theodore Steelman based?
Theodore Steelman’s registered office is in Bozeman, MT.
Is Theodore Steelman registered with FINRA?
No. Theodore Steelman has no current broker registration.
How can I verify Theodore Steelman’s record?
Search CRD 7084236 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Theodore Steelman’s full registration record.
Kristofer GrayPrincipal, Chief Compliance Officer- Sarah ArcherChief Investment Officer
- Deann CrossManaging Director
- Scott WilsonChief Finance Officer