Theodore Fiore has been an investment adviser representative at Diversified Planning Strategies Advisors since August 2024, and is not listed among the firm’s executive officers or direct owners.
Diversified Planning Strategies Advisors LLC is a Roseland, NJ firm with $154M under management, 364 clients and 4 advisers across 2 offices, as of its July 2026 filing.
Theodore Fiore’s longest registration was 3 years at Citigroup Global Markets Inc. (2013–2016). Before joining Diversified Planning Strategies Advisors in 2024, Theodore Fiore was registered through Primerica Advisors and Citigroup Global Markets Inc.
- – present · 2 yearsRoseland, NJ · Adviser representative · Firm CRD 321737
- Primerica Advisors– · 2 yearsHasbrouck Heights, NJ · Adviser representative · Firm CRD 10111
- Citigroup Global Markets Inc.– · 3 yearsShort Hills, NJ · Adviser representative · Firm CRD 7059
Investment adviser representative registrations
Theodore Fiore is registered as an investment adviser representative in New Jersey, since August 2024.
- New JerseySince 16 August 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 29 September 2023 |
| Series 24 | General Securities Principal Examination | 19 May 2023 |
| Series 7TO | General Securities Representative Examination | 19 May 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 2 August 2013 |
| Series 3 | National Commodity Futures Examination | 19 March 2009 |
| Series 7 | General Securities Representative Examination | 18 November 1989 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- National Commodity Futures Examination
- Name
- General Securities Representative Examination
- Full name
- Theodore Anthony Fiore
- CRD
- 2000406
- Firm
- Diversified Planning Strategies Advisors · CRD 321737
- Office
- 101 EISENHOWER PKWY, SUITE 108, Roseland, NJ 07068
- Registration
- Investment adviser registration
- In the industry since
- January 1999
- Disciplinary history
- Not yet shown here · SEC record
Where does Theodore Fiore work?
Theodore Fiore is an investment adviser representative registered through Diversified Planning Strategies Advisors LLC since August 2024, and is not listed among the firm’s executive officers or direct owners.
Is Theodore Fiore a financial advisor?
Yes. Theodore Fiore has a current investment-adviser registration in New Jersey, through Diversified Planning Strategies Advisors since August 2024.
How many years of experience does Theodore Fiore have?
Theodore Fiore has 27 years in the financial industry, since January 1999, across 3 adviser firms.
What exams has Theodore Fiore passed?
Theodore Fiore has passed 6 licensing exams: the Series 7, Series 3, Series 65, Series 24, Series 7TO and Series 63. The earliest, the Series 7, was passed in November 1989. FINRA credited Theodore Fiore with the SIE, which began in October 2018.
Where did Theodore Fiore work before Diversified Planning Strategies Advisors?
Before Diversified Planning Strategies Advisors, Theodore Fiore was registered through Primerica Advisors, September 2018 to December 2020; Citigroup Global Markets Inc., August 2013 to September 2016.
Where is Theodore Fiore based?
Theodore Fiore’s registered office is in Roseland, NJ.
Is Theodore Fiore registered with FINRA?
No. Theodore Fiore has no current broker registration.
How can I verify Theodore Fiore’s record?
Search CRD 2000406 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Theodore Fiore’s full registration record.