Thavaselan Subramaniam has been an investment adviser representative at Turner Financial Group since November 2023, and is not listed among the firm’s executive officers or direct owners.
Turner Financial Group, Inc. is a Pace, FL firm with $230M under management, 620 clients and 8 advisers across 7 offices, as of its June 2026 filing.
Thavaselan Subramaniam’s longest registration was 15 years at LPL Financial LLC (1996–2012). Before joining Turner Financial Group in 2023, Thavaselan Subramaniam was registered through Claraphi Advisory Network, LLC and Coastal Investment Advisors.
- Turner Financial Group, Inc.Current– present · 2 yearsTulsa, OK · Adviser representative · Firm CRD 134204
- Claraphi Advisory Network, LLC– · 1 yearTulsa, OK · Adviser representative · Firm CRD 165868
- Coastal Investment Advisors– · under a yearTulsa, OK · Adviser representative · Firm CRD 134952
- Claraphi Advisory Network, LLC– · 5 yearsTulsa, OK · Adviser representative · Firm CRD 165868
- LPL Financial LLC– · 15 yearsTulsa, OK · Adviser representative · Firm CRD 6413
Investment adviser representative registrations
Thavaselan Subramaniam is registered as an investment adviser representative in Oklahoma, since November 2023.
- OklahomaSince 13 November 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 31 | Futures Managed Funds Examination | 6 August 2004 |
| Series 24 | General Securities Principal Examination | 20 December 1996 |
| Series 65 | Uniform Investment Adviser Law Examination | 11 April 1994 |
| Series 7 | General Securities Representative Examination | 19 August 1989 |
| Series 63 | Uniform Securities Agent State Law Examination | 17 May 1989 |
- Name
- Futures Managed Funds Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- CRD
- 1948362
- Firm
- Turner Financial Group · CRD 134204
- Office
- 8023 East 63rd Place, Suite 540, Tulsa, OK 74133
- Registration
- Investment adviser registration
- In the industry since
- May 2000
- Disciplinary history
- Not yet shown here · SEC record
Where does Thavaselan Subramaniam work?
Thavaselan Subramaniam is an investment adviser representative registered through Turner Financial Group, Inc. since November 2023, and is not listed among the firm’s executive officers or direct owners.
Is Thavaselan Subramaniam a financial advisor?
Yes. Thavaselan Subramaniam has a current investment-adviser registration in Oklahoma, through Turner Financial Group since November 2023.
How many years of experience does Thavaselan Subramaniam have?
Thavaselan Subramaniam has 26 years in the financial industry, since May 2000, across 4 adviser firms.
What exams has Thavaselan Subramaniam passed?
Thavaselan Subramaniam has passed 5 licensing exams: the Series 63, Series 7, Series 65, Series 24 and Series 31. The earliest, the Series 63, was passed in May 1989.
Where did Thavaselan Subramaniam work before Turner Financial Group?
Before Turner Financial Group, Thavaselan Subramaniam was registered through Coastal Investment Advisors, July 2021 to June 2022; Claraphi Advisory Network, LLC, March 2016 to July 2021; LPL Financial LLC, August 1996 to June 2012.
Where is Thavaselan Subramaniam based?
Thavaselan Subramaniam’s registered office is in Tulsa, OK.
Is Thavaselan Subramaniam registered with FINRA?
No. Thavaselan Subramaniam has no current broker registration.
How can I verify Thavaselan Subramaniam’s record?
Search CRD 1948362 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Thavaselan Subramaniam’s full registration record.