Terri Grassi has been an investment adviser representative at Richey Advisors since October 2015, and is not listed among the firm’s executive officers or direct owners. Terri Grassi holds a Degree in Accounting from California State University Fullerton.
Richey Advisors, Inc. is a Placentia, CA firm with $160M under management, 247 clients and 4 advisers across 3 offices, as of its September 2026 filing.
Terri Grassi joined R.A.I. Wealth Management in 2010 as an Advisor Representative. From 1999 through 2009 she was a Registered Representative with a national brokerage firm. She served as a partner at Martin Grassi & Company-Certified Public Accountants from 1993 through 2011, and as owner of Terri Grassi, CPA from 2011 through 2019.
Terri Grassi’s longest registration is the current one, 11 years at Richey Advisors since 2015. Before joining Richey Advisors in 2015, Terri Grassi was registered through Richey Advisors, Inc.
- Richey Advisors, Inc.– · 5 yearsFullerton, CA · Adviser representative · Firm CRD 136005
Professional designations
Listed by Richey Advisors
- CPA
Investment adviser representative registrations
Terri Grassi is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from October 2015; the most recent is Texas, in November 2023.
- CaliforniaSince 15 October 2015
- TexasResidentSince 8 November 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 18 November 2009 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 4 August 1998 |
| Series 63 | Uniform Securities Agent State Law Examination | 30 July 1998 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- CRD
- 3069908
- Firm
- Richey Advisors · CRD 277137
- Registration
- Investment adviser registration
- In the industry since
- February 2010
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- raiwm.com
Where does Terri Grassi work?
Terri Grassi is an investment adviser representative registered through Richey Advisors, Inc. since October 2015, and is not listed among the firm’s executive officers or direct owners.
Is Terri Grassi a financial advisor?
Yes. Terri Grassi has a current investment-adviser registration in California and Texas, through Richey Advisors since October 2015.
How many years of experience does Terri Grassi have?
Terri Grassi has 16 years in the financial industry, since February 2010, across 2 adviser firms.
What exams has Terri Grassi passed?
Terri Grassi has passed 3 licensing exams: the Series 63, Series 6 and Series 65. The earliest, the Series 63, was passed in July 1998.
Is Terri Grassi registered with FINRA?
No. Terri Grassi has no current broker registration.
How can I verify Terri Grassi’s record?
Search CRD 3069908 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Terri Grassi’s full registration record.
