Tad Weiss has been Managing Member & Chief Compliance Officer of Modus Advisors since March 2018, is a control person of the firm and directly owns between 50% and 75% of it.
Modus Advisors, LLC is an Excelsior, MN firm with $601M under management, 347 clients and 5 advisers in one office, as of its February 2026 filing.
Tad Weiss’ longest registration is the current one, 8 years at Modus Advisors since 2018. Before joining Modus Advisors in 2018, Tad Weiss was registered through LPL Financial LLC.
- Modus Advisors, LLCCurrent– present · 8 yearsExcelsior, MN · Adviser representative · Firm CRD 291204
- LPL Financial LLC– · 8 yearsExcelsior, MN · Adviser representative · Firm CRD 6413
Investment adviser representative registrations
Tad Weiss is registered as an investment adviser representative in 2 states. The first approvals date from March 2018; the most recent is Texas, in March 2020.
- MinnesotaSince 1 March 2018
- TexasSince 16 March 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 3 October 2008 |
| Series 31 | Futures Managed Funds Examination | 23 September 2004 |
| Series 24 | General Securities Principal Examination | 20 October 1998 |
| Series 53 | Municipal Securities Principal Examination | 21 March 1994 |
| Series 7 | General Securities Representative Examination | 21 February 1987 |
| Series 22 | Direct Participation Programs Representative Examination | 12 September 1985 |
| Series 63 | Uniform Securities Agent State Law Examination | 6 September 1985 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 5 September 1985 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Futures Managed Funds Examination
- Name
- General Securities Principal Examination
- Name
- Municipal Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Direct Participation Programs Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Tad Michael Weiss
- CRD
- 1408726
- Firm
- Modus Advisors · CRD 291204
- Role
- Managing Member & Chief Compliance Officer
- Office
- 23505 Smithtown Road, #290, Excelsior, MN 55331
- Registration
- Investment adviser registration
- In the industry since
- September 1985
- Disciplinary history
- Not yet shown here · SEC record
Where does Tad Weiss work?
Tad Weiss has been Managing Member & Chief Compliance Officer of Modus Advisors, LLC since March 2018, and is a control person of the firm.
Is Tad Weiss a financial advisor?
Yes. Tad Weiss has a current investment-adviser registration in Minnesota and Texas, through Modus Advisors since March 2018.
How many years of experience does Tad Weiss have?
Tad Weiss has 41 years in the financial industry, since September 1985, across 2 adviser firms.
What exams has Tad Weiss passed?
Tad Weiss has passed 8 licensing exams: the Series 6, Series 63, Series 22, Series 7, Series 53, Series 24, Series 31 and Series 65. The earliest, the Series 6, was passed in September 1985. FINRA credited Tad Weiss with the SIE, which began in October 2018.
Where is Tad Weiss based?
Tad Weiss’ registered office is in Excelsior, MN.
Is Tad Weiss registered with FINRA?
No. Tad Weiss has no current broker registration.
How can I verify Tad Weiss’ record?
Search CRD 1408726 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Tad Weiss’ full registration record.