Kari Haanstad has been Member & Chief Investment Officer of Modus Advisors since March 2018, is not listed as a control person, but directly owns between 25% and 50% of the firm.
Modus Advisors, LLC is an Excelsior, MN firm with $601M under management, 347 clients and 5 advisers in one office, as of its February 2026 filing.
Kari Haanstad’s longest registration is the current one, 8 years at Modus Advisors since 2018. Before joining Modus Advisors in 2018, Kari Haanstad was registered through LPL Financial LLC.
- Modus Advisors, LLCCurrent– present · 8 yearsExcelsior, MN · Adviser representative · Firm CRD 291204
- LPL Financial LLC– · under a yearExcelsior, MN · Adviser representative · Firm CRD 6413
Investment adviser representative registrations
Kari Haanstad is registered as an investment adviser representative in 2 states. The first approvals date from March 2018; the most recent is Texas, in February 2024.
- MinnesotaSince 1 March 2018
- TexasSince 26 February 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 15 June 2017 |
| Series 7 | General Securities Representative Examination | 19 May 2017 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Kari Kristine Haanstad
- CRD
- 6773934
- Firm
- Modus Advisors · CRD 291204
- Role
- Member & Chief Investment Officer
- Office
- 23505 Smithtown Road, #290, Excelsior, MN 55331
- Registration
- Investment adviser registration
- In the industry since
- May 2017
- Disciplinary history
- Not yet shown here · SEC record
Where does Kari Haanstad work?
Kari Haanstad has been Member & Chief Investment Officer of Modus Advisors, LLC since March 2018.
Is Kari Haanstad a financial advisor?
Yes. Kari Haanstad has a current investment-adviser registration in Minnesota and Texas, through Modus Advisors since March 2018.
How many years of experience does Kari Haanstad have?
Kari Haanstad has 9 years in the financial industry, since May 2017, across 2 adviser firms.
What exams has Kari Haanstad passed?
Kari Haanstad has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in May 2017. FINRA credited Kari Haanstad with the SIE, which began in October 2018.
Where is Kari Haanstad based?
Kari Haanstad’s registered office is in Excelsior, MN.
Is Kari Haanstad registered with FINRA?
No. Kari Haanstad has no current broker registration.
How can I verify Kari Haanstad’s record?
Search CRD 6773934 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Kari Haanstad’s full registration record.