Career
Suzanne Zacharias has been Chief Compliance Officer of Related Fund Management since May 2016. Suzanne Zacharias is a control person of the firm and directly owns under 5% of it.
Related Fund Management, LLC is a New York, NY firm with $14B under management, 41 clients and 54 advisers across 4 offices, as of its March 2026 filing.
No adviser firm registrations are on Suzanne Zacharias’s record.
Credentials and registrations
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 14 | Compliance Officer Examination | 2 January 2023 |
| Series 79TO | Investment Banking Registered Representative Examination | 2 January 2023 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 29 July 2004 |
| Series 7 | General Securities Representative Examination | 26 February 2004 |
- Name
- Compliance Officer Examination
- Name
- Investment Banking Registered Representative Examination
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Suzanne Zacharias
- CRD
- 4735747
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Suzanne Zacharias work?
Suzanne Zacharias has been Chief Compliance Officer of Related Fund Management, LLC since May 2016, and is a control person of the firm.
Does Suzanne Zacharias have a current investment-adviser registration?
Suzanne Zacharias has a current broker registration and no current investment-adviser registration.
What exams has Suzanne Zacharias passed?
Suzanne Zacharias has passed 5 licensing exams: the Series 7, Series 24, Series 14, Series 79TO and Series 99TO. The earliest, the Series 7, was passed in February 2004. FINRA credited Suzanne Zacharias with the SIE, which began in October 2018.