Suzanne McCoy has been Managing Member of Total Wealth Advisors since January 2016, is a control person of the firm and directly owns between 50% and 75% of it.
Total Wealth Advisors, LLC is a Hopkins, MN firm with $107M under management, 92 clients and 2 advisers in one office, as of its March 2026 filing.
Suzanne McCoy is Co-owner and Managing Director of Total Wealth Advisors, based in Hopkins, Minnesota. She joined the firm as Managing Director in 2012. Earlier she began her career in banking, moved into investment consulting on institutional and fixed-income trading desks, joined a regional investment firm as a Financial Consultant in 1994 and was named Vice President in 1997.
Suzanne McCoy’s longest registration is the current one, 12 years at Total Wealth Advisors since 2013. Before joining Total Wealth Advisors in 2013, Suzanne McCoy was registered through UBS Financial Services Inc. and RBC Dain Rauscher Inc.
- Total Wealth Advisors, LLCCurrent– present · 12 yearsHopkins, MN · Adviser representative · Firm CRD 164633
- UBS Financial Services Inc.– · 6 yearsWayzata, MN · Adviser representative · Firm CRD 8174
- RBC Dain Rauscher Inc.– · under a yearEdina, MN · Adviser representative · Firm CRD 31194
Investment adviser representative registrations
Suzanne McCoy is registered as an investment adviser representative in Minnesota, since December 2013.
- MinnesotaSince 4 December 2013
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 12 April 2006 |
| Series 63 | Uniform Securities Agent State Law Examination | 22 September 1992 |
| Series 7 | General Securities Representative Examination | 16 September 1992 |
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Suzanne Michelle McCoy
- CRD
- 2266347
- Firm
- Total Wealth Advisors · CRD 164633
- Role
- Managing Member
- Office
- 809 MAINSTREET, Hopkins, MN 55343
- Registration
- Investment adviser registration
- In the industry since
- May 2006
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- totalwealthadvisors.com
Where does Suzanne McCoy work?
Suzanne McCoy has been Managing Member of Total Wealth Advisors, LLC since January 2016, and is a control person of the firm.
Is Suzanne McCoy a financial advisor?
Yes. Suzanne McCoy has a current investment-adviser registration in Minnesota, through Total Wealth Advisors since December 2013.
How many years of experience does Suzanne McCoy have?
Suzanne McCoy has 20 years in the financial industry, since May 2006, across 3 adviser firms.
What exams has Suzanne McCoy passed?
Suzanne McCoy has passed 3 licensing exams: the Series 7, Series 63 and Series 66. The earliest, the Series 7, was passed in September 1992.
Where did Suzanne McCoy work before Total Wealth Advisors?
Before Total Wealth Advisors, Suzanne McCoy was registered through UBS Financial Services Inc., February 2007 to November 2013; RBC Dain Rauscher Inc., April 2006 to March 2007.
Where is Suzanne McCoy based?
Suzanne McCoy’s registered office is in Hopkins, MN.
Is Suzanne McCoy registered with FINRA?
No. Suzanne McCoy has no current broker registration.
How can I verify Suzanne McCoy’s record?
Search CRD 2266347 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Suzanne McCoy’s full registration record.