Susan Ferrari has been an investment adviser representative at Carmel Capital Partners since January 2026, and is not listed among the firm’s executive officers or direct owners.
Carmel Capital Partners, LLC is a San Diego, CA firm with $434M under management, 263 clients and 5 advisers across 5 offices, as of its March 2026 filing.
Susan Ferrari’s longest registration is the current one, 1 year at Superior Planning Wealth Management & Family Office since 2025.
- Carmel Capital Partners, LLCCurrent– present · under a yearSan Diego, CA · Adviser representative · Firm CRD 123907
- Superior Planning Wealth Management & Family OfficeAlso current– present · 1 yearSan Diego, CA · Adviser representative · Firm CRD 130711
Investment adviser representative registrations
Susan Ferrari is registered as an investment adviser representative in California, since January 2025.
- CaliforniaSince 17 January 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 17 June 2024 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Susan J Ferrari
- CRD
- 7469689
- Firm
- Carmel Capital Partners · CRD 123907
- Office
- 10085 Carroll Canyon Road, Suite 150, San Diego, CA 92131
- Registration
- Investment adviser registration
- In the industry since
- January 2025
- Disciplinary history
- Not yet shown here · SEC record
Where does Susan Ferrari work?
Susan Ferrari is an investment adviser representative registered through Carmel Capital Partners, LLC since January 2026, and is not listed among the firm’s executive officers or direct owners.
Is Susan Ferrari a financial advisor?
Yes. Susan Ferrari has a current investment-adviser registration in California, through Carmel Capital Partners since January 2026.
How many years of experience does Susan Ferrari have?
Susan Ferrari has 1 year in the financial industry, since January 2025, across 2 adviser firms.
What exams has Susan Ferrari passed?
Susan Ferrari passed the Series 65 in June 2024.
Where is Susan Ferrari based?
Susan Ferrari’s registered office is in San Diego, CA.
Is Susan Ferrari registered with FINRA?
No. Susan Ferrari has no current broker registration.
How can I verify Susan Ferrari’s record?
Search CRD 7469689 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Susan Ferrari’s full registration record.
