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Susan Boccardi

General Counsel & Chief Compliance Officer at Clarion Partners

Officer record from the firm’s Form ADVForm ADV filed 27 February 2026

Susan Boccardi is General Counsel & Chief Compliance Officer of Clarion Partners, LLC, a New York investment adviser.

Role at Clarion Partners

Title on Schedule A
General Counsel & Chief Compliance Officer
Control
Susan Boccardi is a control person of Clarion Partners.
Ownership
An individual ownership band is not available in the source record.
Tenure
Susan Boccardi has held the filed role since July 2019.

The firm

Clarion Partners, LLC
New York, NY

Form ADV filed 27 February 2026

$73.7B AUM36 clients180 advisers7 offices

Career on record

The IAPD individual lookup on 18 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.

Registrations and exams

Individual registration and examination information for Susan Boccardi is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.

Officer record

Full name
Susan Boccardi
CRD
4881252
Firm
Clarion Partners, LLC
Record basis
Form ADV officer listing
Firm bio
clarionpartners.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Susan Boccardi is Clarion Partners’ General Counsel and Chief Compliance Officer and is a member of its Executive Board and Operating Committee. The page says she joined Clarion in 2019. Official firm biography

Education

Common questions

Where does Susan Boccardi work?

Susan Boccardi has been General Counsel & Chief Compliance Officer of Clarion Partners, LLC since July 2019, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 27 February 2026

Leadership at Clarion Partners

Sources

  1. IAPD individual lookup, CRD 4881252. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of Clarion Partners, LLC, filed 27 February 2026. Title, control and ownership bands.
  3. Clarion Partners team page. Biography, education, credentials, awards.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Susan Boccardi or Clarion Partners, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.