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Suhas Joshi

Investment adviser representative at Prospero Wealth in Seattle, WA

Investment adviser registrationUpdated

Suhas Joshi is an investment adviser representative at Prospero Wealth, LLC, an investment adviser managing $111M, and works from its Seattle, WA office. Suhas Joshi has been registered through Prospero Wealth since 20 December 2022, has 3 years in the industry across 1 firm and has passed the Series 65.

3
Years in industry
3
Years at firm
1
Adviser firms
1
States registered

From the IAPD record, checked 22 October 2026SEC record

Career

Suhas Joshi has been an investment adviser representative at Prospero Wealth since December 2022, and is not listed among the firm’s executive officers or direct owners.

Prospero Wealth, LLC is a firm with $111M under management, 87 clients and 7 advisers in one office, as of its September 2026 filing.

Suhas Joshi is a lead advisor at Prospero Wealth. He has 23 years of tech experience at Microsoft, Meta, and Stripe.

  1. – present · 3 years
    Seattle, WA · Adviser representative · Firm CRD 289966

Credentials and registrations

Investment adviser representative registrations

Suhas Joshi is registered as an investment adviser representative in Washington, since December 2022.

  • WashingtonSince 20 December 2022

Examinations

Series 6516 December 2022
Name
Uniform Investment Adviser Law Examination

Key facts

Full name
Suhas M Joshi
CRD
7677455
Firm
Prospero Wealth · CRD 289966
Office
Seattle, WA
Registration
Investment adviser registration
In the industry since
December 2022
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Suhas Joshi work?

Suhas Joshi is an investment adviser representative registered through Prospero Wealth, LLC since December 2022, and is not listed among the firm’s executive officers or direct owners.

Source: IAPD individual record, checked 22 October 2026

Is Suhas Joshi a financial advisor?

Yes. Suhas Joshi has a current investment-adviser registration in Washington, through Prospero Wealth since December 2022.

Source: IAPD individual record, checked 22 October 2026

How many years of experience does Suhas Joshi have?

Suhas Joshi has 3 years in the financial industry, since December 2022, across 1 adviser firm.

Source: IAPD individual record, checked 22 October 2026

What exams has Suhas Joshi passed?

Suhas Joshi passed the Series 65 in December 2022.

Source: IAPD individual record, checked 22 October 2026

Where is Suhas Joshi based?

Suhas Joshi’s registered office is in Seattle, WA.

Source: IAPD individual record, checked 22 October 2026

Is Suhas Joshi registered with FINRA?

No. Suhas Joshi has no current broker registration.

Source: IAPD individual record, checked 22 October 2026

How can I verify Suhas Joshi’s record?

Search CRD 7677455 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Suhas Joshi’s full registration record.

Source: IAPD individual record, checked 22 October 2026

Leadership at Prospero Wealth

Sources

  1. IAPD individual record, CRD 7677455, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Prospero Wealth, LLC, filed 29 September 2026. Executive officers and direct owners; this person is not among them.
  3. Prospero Wealth team page. Biography, education, credentials, awards.