Stuart Katz has been an investment adviser representative at IDB Lido Wealth since June 2023, and is not listed among the firm’s executive officers or direct owners.
Idb Lido Wealth, LLC is a New York, NY firm with $478M under management, 209 clients and 9 advisers across 3 offices, as of its July 2026 filing.
Stuart Katz’s longest registration was 9 years at Alliancebernstein L.P. (2011–2021). Before joining IDB Lido Wealth in 2023, Stuart Katz was registered through Alliancebernstein L.P. and Sanford C. Bernstein & Co., LLC.
- Idb Lido Wealth, LLCCurrent– present · 3 yearsLos Angeles, CA · Adviser representative · Firm CRD 322488
- LidoAlso current– present · 5 yearsLos Angeles, CA · Adviser representative · Firm CRD 269866
- Alliancebernstein L.P.– · 9 yearsLos Angles, CA · Adviser representative · Firm CRD 108477
- Sanford C. Bernstein & Co., LLC– · 1 yearLos Angeles, CA · Adviser representative · Firm CRD 104474
Investment adviser representative registrations
Stuart Katz is registered as an investment adviser representative in 8 states. The first approvals date from July 2021; the most recent is Wisconsin, in December 2025.
- CaliforniaSince 7 July 2021
- ColoradoSince 11 December 2025
- FloridaSince 2 August 2021
- IllinoisSince 12 December 2025
- New YorkSince 6 June 2023
- TexasSince 6 July 2021
- UtahSince 12 December 2025
- WisconsinSince 16 December 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 29 March 2018 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 26 February 2018 |
| Series 66 | Uniform Combined State Law Examination | 9 September 2011 |
| Series 7 | General Securities Representative Examination | 6 June 2011 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Stuart Henry Katz
- CRD
- 5924533
- Firm
- IDB Lido Wealth · CRD 322488
- Office
- 1875 CENTURY PARK EAST, SUITE 950, Los Angeles, CA 90067
- Registration
- Investment adviser registration
- In the industry since
- June 2011
- Disciplinary history
- Not yet shown here · SEC record
Where does Stuart Katz work?
Stuart Katz is an investment adviser representative registered through Idb Lido Wealth, LLC since June 2023, and is not listed among the firm’s executive officers or direct owners.
Is Stuart Katz a financial advisor?
Yes. Stuart Katz has a current investment-adviser registration in California, Colorado, Florida, Illinois, New York, Texas, Utah and Wisconsin, through IDB Lido Wealth since June 2023.
How many years of experience does Stuart Katz have?
Stuart Katz has 15 years in the financial industry, since June 2011, across 4 adviser firms.
What exams has Stuart Katz passed?
Stuart Katz has passed 4 licensing exams: the Series 7, Series 66, Series 9 and Series 10. The earliest, the Series 7, was passed in June 2011. FINRA credited Stuart Katz with the SIE, which began in October 2018.
Where did Stuart Katz work before IDB Lido Wealth?
Before IDB Lido Wealth, Stuart Katz was registered through Alliancebernstein L.P., September 2011 to July 2021; Sanford C. Bernstein & Co., LLC, September 2011 to November 2012.
Where is Stuart Katz based?
Stuart Katz’s registered office is in Los Angeles, CA.
Is Stuart Katz registered with FINRA?
No. Stuart Katz has no current broker registration.
How can I verify Stuart Katz’s record?
Search CRD 5924533 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Stuart Katz’s full registration record.
- Iynkaran KanapathipillaiChief Executive Officer
- Tina MitchellChief Compliance Officer
- Sagy AserafDirector and Manager
- Jason LeeDirector and Manager
- Avner MendelsonDirector and Manager
- Jason OzurBoard Chairman and Manager
- David ParkDirector and Manager
- Kenneth SternDirector and Manager