Steven Wotovich has been President and CCO of Lighthouse Financial since November 2003, is a control person of the firm and directly owns 75% or more of it. Steven Wotovich holds an AB in Economics from Harvard University.
Lighthouse Financial LLC is a Saint Petersburg, FL firm with $756M under management, 134 clients and 1 adviser in one office, as of its September 2026 filing.
Steve Wotovich is Portfolio Manager and President of Lighthouse Financial. He has served as President and Portfolio Manager since 2003 and has more than 28 years of experience in the financial services industry. He began his career at T. Rowe Price in the small business retirement plans department, then spent six years at Citigroup's Global Securities Services Division, where he worked in mutual fund accounting before moving into a business consulting role.
- Lighthouse FinancialCurrent– present · 22 yearsSaint Petersburg, FL · Adviser representative · Firm CRD 137277
Professional designations
Listed by Lighthouse Financial
- Chartered Financial Analyst (CFA)
- Certified Financial Planner (CFP)
Investment adviser representative registrations
Steven Wotovich is registered as an investment adviser representative in Florida, since November 2003.
- FloridaSince 12 November 2003
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 16 November 1995 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 1 November 1995 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Steven Anthony Wotovich
- CRD
- 2667287
- Firm
- Lighthouse Financial · CRD 137277
- Role
- President and CCO
- Office
- 4020 PARK STREET N, SUITE 201D, Saint Petersburg, FL 33709
- Registration
- Investment adviser registration
- In the industry since
- November 2003
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- lighthousefinancial.info
Where does Steven Wotovich work?
Steven Wotovich has been President and CCO of Lighthouse Financial LLC since November 2003, and is a control person of the firm.
Is Steven Wotovich a financial advisor?
Yes. Steven Wotovich has a current investment-adviser registration in Florida, through Lighthouse Financial since November 2003.
How many years of experience does Steven Wotovich have?
Steven Wotovich has 22 years in the financial industry, since November 2003, across 1 adviser firm.
What exams has Steven Wotovich passed?
Steven Wotovich has passed 2 licensing exams: the Series 6 and Series 63. The earliest, the Series 6, was passed in November 1995.
Where is Steven Wotovich based?
Steven Wotovich’s registered office is in Saint Petersburg, FL.
Is Steven Wotovich registered with FINRA?
No. Steven Wotovich has no current broker registration.
Is Steven Wotovich a CFP?
Lighthouse Financial lists Steven Wotovich with the CFP credential (“Certified Financial Planner (CFP)”) on its website. CFP Board confirms certification status.
Source: Steve Wotovich, CFA, CFP biography, lighthousefinancial.info
Is Steven Wotovich a CFA charterholder?
Lighthouse Financial lists Steven Wotovich with the CFA credential (“Chartered Financial Analyst (CFA)”) on its website. CFA Institute confirms certification status.
Source: Steve Wotovich, CFA, CFP biography, lighthousefinancial.info
How can I verify Steven Wotovich’s record?
Search CRD 2667287 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Steven Wotovich’s full registration record.