Steven Witter has been Chief of Bentham Wealth Advisors since June 2024, is a control person of the firm and directly owns between 25% and 50% of it.
Bentham Wealth Advisors Inc is a Williamsville, NY firm with $110M under management, 218 clients and 2 advisers in one office, as of its March 2026 filing.
Steven Witter’s longest registration was 6 years at Legend Advisory, LLC (2012–2019). Before joining Bentham Wealth Advisors in 2024, Steven Witter was registered through Capital Analysts and Lincoln Investment.
- Bentham Wealth AdvisorsCurrent– present · 2 yearsWilliamsville, NY · Adviser representative · Firm CRD 332035
- Capital Analysts– · 3 yearsGetzville, NY · Adviser representative · Firm CRD 162200
- Lincoln Investment– · 3 yearsAmherst, NY · Adviser representative · Firm CRD 519
- Lincoln Investment– · 3 yearsAmherst, NY · Adviser representative · Firm CRD 519
- Legend Advisory, LLC– · 6 yearsGetzville, NY · Adviser representative · Firm CRD 104761
Investment adviser representative registrations
Steven Witter is registered as an investment adviser representative in New York, since October 2024.
- New YorkSince 11 October 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 51 | Municipal Fund Securities Principal Examination | 20 October 2009 |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 10 November 2008 |
| Series 7 | General Securities Representative Examination | 2 March 2006 |
| Series 66 | Uniform Combined State Law Examination | 28 January 2006 |
- Name
- Securities Industry Essentials Examination
- Name
- Municipal Fund Securities Principal Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Combined State Law Examination
- Full name
- Steven Donald Witter
- CRD
- 5016923
- Firm
- Bentham Wealth Advisors · CRD 332035
- Role
- Chief
- Office
- 300 INTERNATIONAL DR, SUITE 100, Williamsville, NY 14221
- Registration
- Investment adviser registration
- In the industry since
- May 2006
- Disciplinary history
- Not yet shown here · SEC record
Where does Steven Witter work?
Steven Witter has been Chief of Bentham Wealth Advisors Inc since June 2024, and is a control person of the firm.
Is Steven Witter a financial advisor?
Yes. Steven Witter has a current investment-adviser registration in New York, through Bentham Wealth Advisors since October 2024.
How many years of experience does Steven Witter have?
Steven Witter has 20 years in the financial industry, since May 2006, across 4 adviser firms.
What exams has Steven Witter passed?
Steven Witter has passed 4 licensing exams: the Series 66, Series 7, Series 26 and Series 51. The earliest, the Series 66, was passed in January 2006. FINRA credited Steven Witter with the SIE, which began in October 2018.
Where did Steven Witter work before Bentham Wealth Advisors?
Before Bentham Wealth Advisors, Steven Witter was registered through Capital Analysts, May 2021 to August 2024; Lincoln Investment, March 2021 to August 2024; Lincoln Investment, June 2017 to December 2020; Legend Advisory, LLC, November 2012 to October 2019.
Where is Steven Witter based?
Steven Witter’s registered office is in Williamsville, NY.
Is Steven Witter registered with FINRA?
No. Steven Witter has no current broker registration.
How can I verify Steven Witter’s record?
Search CRD 5016923 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Steven Witter’s full registration record.