George Harris has been Principal Owner and Iar of Bentham Wealth Advisors since June 2024, is a control person of the firm and directly owns between 50% and 75% of it.
Bentham Wealth Advisors Inc is a Williamsville, NY firm with $110M under management, 218 clients and 2 advisers in one office, as of its March 2026 filing.
George Harris’ longest registration was 8 years at Legend Advisory, LLC (2011–2019). Before joining Bentham Wealth Advisors in 2024, George Harris was registered through Capital Analysts and Lincoln Investment.
- Bentham Wealth AdvisorsCurrent– present · 2 yearsWilliamsville, NY · Adviser representative · Firm CRD 332035
- Capital Analysts– · 3 yearsGetzville, NY · Adviser representative · Firm CRD 162200
- Lincoln Investment– · 6 yearsAmherst, NY · Adviser representative · Firm CRD 519
- Legend Advisory, LLC– · 8 yearsGetzville, NY · Adviser representative · Firm CRD 104761
Investment adviser representative registrations
George Harris is registered as an investment adviser representative in New York, since October 2024.
- New YorkSince 11 October 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 7 August 2003 |
| Series 63 | Uniform Securities Agent State Law Examination | 22 September 1993 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 22 September 1993 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- George Peter Harris
- CRD
- 2387291
- Firm
- Bentham Wealth Advisors · CRD 332035
- Role
- Principal Owner and Iar
- Office
- 300 INTERNATIONAL DR, SUITE 100, Williamsville, NY 14221
- Registration
- Investment adviser registration
- In the industry since
- November 1993
- Disciplinary history
- Not yet shown here · SEC record
Where does George Harris work?
George Harris has been Principal Owner and Iar of Bentham Wealth Advisors Inc since June 2024, and is a control person of the firm.
Is George Harris a financial advisor?
Yes. George Harris has a current investment-adviser registration in New York, through Bentham Wealth Advisors since October 2024.
How many years of experience does George Harris have?
George Harris has 32 years in the financial industry, since November 1993, across 4 adviser firms.
What exams has George Harris passed?
George Harris has passed 3 licensing exams: the Series 63, Series 6 and Series 7. The earliest, the Series 63, was passed in September 1993. FINRA credited George Harris with the SIE, which began in October 2018.
Where did George Harris work before Bentham Wealth Advisors?
Before Bentham Wealth Advisors, George Harris was registered through Capital Analysts, May 2021 to August 2024; Lincoln Investment, April 2018 to August 2024; Legend Advisory, LLC, January 2011 to October 2019.
Where is George Harris based?
George Harris’ registered office is in Williamsville, NY.
Is George Harris registered with FINRA?
No. George Harris has no current broker registration.
How can I verify George Harris’ record?
Search CRD 2387291 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes George Harris’ full registration record.