Steven Wagner has been Managing Member and Chief Executive Officer of Omnia Family Wealth since September 2015, is a control person of the firm and directly owns between 50% and 75% of it.
Omnia Family Wealth, LLC is an Aventura, FL firm with $995M under management, 164 clients and 5 advisers across 2 offices, as of its June 2026 filing.
Steven Wagner is Co-Founder and Chief Executive Officer of Omnia Family Wealth. With more than 35 years of experience, he guides individuals, families and private foundations through identifying their goals, investment profile and wealth management plan. Before co-founding the firm, he was a Managing Director at Merrill Lynch's Private Banking and Investment Group, and earlier a Managing Director at UBS Private Wealth Management.
Steven Wagner’s longest registration was 14 years at UBS Financial Services Inc. (1995–2009). Before joining Omnia Family Wealth in 2015, Steven Wagner was registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated and UBS Financial Services Inc.
- Omnia Family Wealth, LLCCurrent– present · 11 yearsAventura, FL · Adviser representative · Firm CRD 170909
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 6 yearsAventura, FL · Adviser representative · Firm CRD 7691
- UBS Financial Services Inc.– · 14 yearsAventura, FL · Adviser representative · Firm CRD 8174
Investment adviser representative registrations
Steven Wagner is registered as an investment adviser representative in 2 states. The first approvals date from September 2015; the most recent is Florida, in October 2015.
- FloridaSince 8 October 2015
- North CarolinaSince 9 September 2015
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 18 August 2005 |
| Series 7 | General Securities Representative Examination | 15 October 1983 |
| Series 63 | Uniform Securities Agent State Law Examination | 21 January 1983 |
| Series 52 | Municipal Securities Representative Examination | 9 March 1979 |
| Series 1 | Registered Representative Examination | 13 August 1976 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Municipal Securities Representative Examination
- Name
- Registered Representative Examination
- Full name
- Steven Alan Wagner
- CRD
- 825793
- Firm
- Omnia Family Wealth · CRD 170909
- Role
- Managing Member and Chief Executive Officer
- Office
- 18851 NE 29TH AVENUE, SUITE 400, Aventura, FL 33180
- Registration
- Investment adviser registration
- In the industry since
- October 1976
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- omniawealth.com
Where does Steven Wagner work?
Steven Wagner has been Managing Member and Chief Executive Officer of Omnia Family Wealth, LLC since September 2015, and is a control person of the firm.
Is Steven Wagner a financial advisor?
Yes. Steven Wagner has a current investment-adviser registration in Florida and North Carolina, through Omnia Family Wealth since September 2015.
How many years of experience does Steven Wagner have?
Steven Wagner has 50 years in the financial industry, since October 1976, across 3 adviser firms.
What exams has Steven Wagner passed?
Steven Wagner has passed 5 licensing exams: the Series 1, Series 52, Series 63, Series 7 and Series 65. The earliest, the Series 1, was passed in August 1976. FINRA credited Steven Wagner with the SIE, which began in October 2018.
Where did Steven Wagner work before Omnia Family Wealth?
Before Omnia Family Wealth, Steven Wagner was registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated, April 2009 to September 2015; UBS Financial Services Inc., January 1995 to May 2009.
Where is Steven Wagner based?
Steven Wagner’s registered office is in Aventura, FL.
Is Steven Wagner registered with FINRA?
No. Steven Wagner has no current broker registration.
How can I verify Steven Wagner’s record?
Search CRD 825793 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Steven Wagner’s full registration record.
