Diana Torre has been Director of Operations of Omnia Family Wealth since September 2021, is a control person of the firm and directly owns under 5% of it.
Omnia Family Wealth, LLC is an Aventura, FL firm with $995M under management, 164 clients and 5 advisers across 2 offices, as of its June 2026 filing.
Diana Torre’s longest registration was 9 years at Morgan Stanley (1997–2007).
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 6 yearsAventura, FL · Adviser representative · Firm CRD 7691
- UBS Financial Services Inc.– · 1 yearAventura, FL · Adviser representative · Firm CRD 8174
- Morgan Stanley & Co., Incorporated– · under a yearAventura, FL · Adviser representative · Firm CRD 8209
- Morgan Stanley– · 9 yearsAventura, FL · Adviser representative · Firm CRD 7556
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 16 December 2009 |
| Series 63 | Uniform Securities Agent State Law Examination | 9 January 1998 |
| Series 7 | General Securities Representative Examination | 16 December 1997 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Diana C Torre
- CRD
- 2390481
- Firm
- Omnia Family Wealth · CRD 170909
- Role
- Director of Operations
- Registration
- No current adviser or broker registration
- Disciplinary history
- Not yet shown here · SEC record
Where does Diana Torre work?
Diana Torre has been Director of Operations of Omnia Family Wealth, LLC since September 2021, and is a control person of the firm.
Does Diana Torre have a current investment-adviser registration?
Diana Torre has no current investment-adviser or broker registration.
What exams has Diana Torre passed?
Diana Torre has passed 3 licensing exams: the Series 7, Series 63 and Series 66. The earliest, the Series 7, was passed in December 1997. FINRA credited Diana Torre with the SIE, which began in October 2018.
Where was Diana Torre previously registered as an investment adviser?
Diana Torre has past investment-adviser registrations through Merrill Lynch, Pierce, Fenner & Smith Incorporated, April 2009 to September 2015; UBS Financial Services Inc., June 2007 to May 2009; Morgan Stanley & Co., Incorporated, April 2007 to May 2007; Morgan Stanley, December 1997 to April 2007, across 4 firms.
Is Diana Torre registered with FINRA?
No. Diana Torre has no current broker registration.
How can I verify Diana Torre’s record?
Search CRD 2390481 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Diana Torre’s full registration record.
