Steven Switlick has been an investment adviser representative at Lombard Advisers since February 2000, and is not listed among the firm’s executive officers or direct owners.
Lombard Advisers Incorporated is a Baltimore, MD firm with $670M under management, 985 clients and 30 advisers across 24 offices, as of its March 2026 filing.
- – present · 26 yearsJefferson, MD · Adviser representative · Firm CRD 108231
Investment adviser representative registrations
Steven Switlick is registered as an investment adviser representative in Maryland, since February 2000.
- MarylandSince 28 February 2000
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 20 March 1997 |
| Series 63 | Uniform Securities Agent State Law Examination | 11 June 1986 |
| Series 5 | Interest Rate Options Examination | 10 June 1985 |
| Series 7 | General Securities Representative Examination | 21 May 1977 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Interest Rate Options Examination
- Name
- General Securities Representative Examination
- Full name
- Steven Robert Switlick
- CRD
- 838288
- Firm
- Lombard Advisers · CRD 108231
- Office
- Jefferson, MD
- Registration
- Investment adviser and broker registrations
- In the industry since
- June 1977
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Steven Switlick work?
Steven Switlick is an investment adviser representative registered through Lombard Advisers Incorporated since February 2000, and is not listed among the firm’s executive officers or direct owners.
Is Steven Switlick a financial advisor?
Yes. Steven Switlick has a current investment-adviser registration in Maryland, through Lombard Advisers since February 2000.
How many years of experience does Steven Switlick have?
Steven Switlick has 49 years in the financial industry, since June 1977, across 1 adviser firm.
What exams has Steven Switlick passed?
Steven Switlick has passed 4 licensing exams: the Series 7, Series 5, Series 63 and Series 65. The earliest, the Series 7, was passed in May 1977. FINRA credited Steven Switlick with the SIE, which began in October 2018.
Where is Steven Switlick based?
Steven Switlick’s registered office is in Jefferson, MD.
Is Steven Switlick registered with FINRA?
Yes. Steven Switlick has a current broker registration, under CRD 838288.
Source: FINRA BrokerCheck
How can I verify Steven Switlick’s record?
Search CRD 838288 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Steven Switlick’s full registration record.