Career
Steven Stelmachowski has been Chief Compliance Officer of Rafferty Asset Management since September 2022. Steven Stelmachowski is not listed as a control person, but directly owns under 5% of the firm.
Rafferty Asset Management, LLC is a New York, NY firm with $55.2B under management, 133 clients and 13 advisers across 3 offices, as of its March 2026 filing.
No adviser firm registrations are on Steven Stelmachowski’s record.
Credentials and registrations
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 4 August 2016 |
| Series 63 | Uniform Securities Agent State Law Examination | 16 January 2001 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 13 December 2000 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
Individual record
- Full name
- Steven Gregory Stelmachowski
- CRD
- 4239977
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Steven Stelmachowski work?
Steven Stelmachowski has been Chief Compliance Officer of Rafferty Asset Management, LLC since September 2022.
Does Steven Stelmachowski have a current investment-adviser registration?
Steven Stelmachowski has a current broker registration and no current investment-adviser registration.
What exams has Steven Stelmachowski passed?
Steven Stelmachowski has passed 3 licensing exams: the Series 6, Series 63 and Series 7. The earliest, the Series 6, was passed in December 2000. FINRA credited Steven Stelmachowski with the SIE, which began in October 2018.