Steven Shorley has been an investment adviser representative at Transce3nd since May 2023, and is not listed among the firm’s executive officers or direct owners.
Transce3nd LLC is a Buda, TX firm with $419M under management, 1,620 clients and 42 advisers across 17 offices, as of its May 2026 filing.
Steven Shorley’s longest registration is the current one, 3 years at Transce3nd since 2023. Before joining Transce3nd in 2023, Steven Shorley was registered through Ae Wealth Management, LLC and Kalos Management.
- Ae Wealth Management, LLC– · 1 yearSaint Peters, MO · Adviser representative · Firm CRD 282580
- Kalos Management– · 2 yearsEllisville, MO · Adviser representative · Firm CRD 133025
Investment adviser representative registrations
Steven Shorley is registered as an investment adviser representative in 2 states, as a resident of Texas. Each was approved in May 2023.
- MissouriSince 22 May 2023
- TexasResidentSince 23 May 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 27 September 2019 |
| Series 7TO | General Securities Representative Examination | 16 August 2019 |
| SIE | Securities Industry Essentials Examination | 5 July 2019 |
| Series 63 | Uniform Securities Agent State Law Examination | 21 June 2007 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 17 May 2007 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Steven Andrew Shorley
- CRD
- 5301881
- Firm
- Transce3nd · CRD 317745
- Office
- 1441 Triad Center Dr, St Peters, MO 63376
- Registration
- Investment adviser and broker registrations
- In the industry since
- July 2018
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Steven Shorley work?
Steven Shorley is an investment adviser representative registered through Transce3nd LLC since May 2023, and is not listed among the firm’s executive officers or direct owners.
Is Steven Shorley a financial advisor?
Yes. Steven Shorley has a current investment-adviser registration in Missouri and Texas, through Transce3nd since May 2023.
How many years of experience does Steven Shorley have?
Steven Shorley has 8 years in the financial industry, since July 2018, across 3 adviser firms.
What exams has Steven Shorley passed?
Steven Shorley has passed 5 licensing exams: the Series 6, Series 63, SIE, Series 7TO and Series 66. The earliest, the Series 6, was passed in May 2007.
Where did Steven Shorley work before Transce3nd?
Before Transce3nd, Steven Shorley was registered through Kalos Management, March 2020 to August 2022.
Where is Steven Shorley based?
Steven Shorley’s registered office is in St Peters, MO.
Is Steven Shorley registered with FINRA?
Yes. Steven Shorley has a current broker registration, under CRD 5301881.
Source: FINRA BrokerCheck
How can I verify Steven Shorley’s record?
Search CRD 5301881 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Steven Shorley’s full registration record.
