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Steven Schwab

Managing Director, General Counsel and Chief Compliance Officer at Thoma Bravo

Broker registration; no current adviser registrationSEC record checked 18 October 2026

0
Past adviser firms
3
Licensing exams

IAPD record retrieved 18 October 2026SEC record

Steven Schwab is Managing Director, General Counsel and Chief Compliance Officer of Thoma Bravo, L.P., a Chicago investment adviser managing $183B. Steven Schwab has a current broker registration and no current investment-adviser registration and has passed the Series 7, Series 24 and Series 14.

Role at Thoma Bravo

Title on Schedule A
Managing Director, General Counsel and Chief Compliance Officer
Control
Steven Schwab is not a control person of Thoma Bravo.
Ownership
An individual ownership band is not available in the source record.
Tenure
Steven Schwab has held the filed role since January 2024.

The firm

Thoma Bravo, L.P.
Chicago, IL

Form ADV filed 31 March 2026

$183B AUM153 clients89 advisers7 offices

Career on record

Firms and exams, newest first
  1. Passed Series 14 · 2021
  2. Passed Series 24 · 2008
  3. Passed Series 7 · 2007

Registrations and exams

Broker registration; no current adviser registration. Steven Schwab has passed 3 qualifying exams.

Examinations

Series 1410 May 2021
Name
Compliance Officer Examination
Series 2427 August 2008
Name
General Securities Principal Examination
Series 718 December 2007
Name
General Securities Representative Examination

Individual record

Full name
Steven Anthony Schwab
CRD
4589027
Firm
Thoma Bravo, L.P.
Registration status
Broker registration; no current adviser registration
Firm bio
thomabravo.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Thoma Bravo identifies Steven Schwab as managing director, general counsel and chief compliance officer and says he oversees the firm’s legal, compliance and regulatory functions. It lists his J.D. from Loyola University Chicago and B.A. from Miami University. Official firm biography

Education

Common questions

Where does Steven Schwab work?

Steven Schwab has been Managing Director, General Counsel and Chief Compliance Officer of Thoma Bravo, L.P. since January 2024.

Source: Form ADV, Schedule A, filed 31 March 2026

Does Steven Schwab have a current investment-adviser registration?

Steven Schwab has a current broker registration and no current investment-adviser registration, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

What exams has Steven Schwab passed?

Steven Schwab has passed 3 licensing exams: the Series 7, Series 24 and Series 14. The earliest, the Series 7, was passed in December 2007.

Source: IAPD individual record, checked 18 October 2026

Leadership at Thoma Bravo

  • Amy Redenbaugh
    Managing Director, Chief Financial Officer
  • Jennifer Alper
    Managing Director, Chief Operating Officer, Head of Investor Relations & Marketing
  • Seth Boro
    Managing Partner / Limited Partner
  • Orlando Bravo
    Managing Partner / Limited Partner
  • Samuel Crabill
    Managing Partner / Limited Partner
  • Lee Mitchell
    Managing Partner / Limited Partner
  • Gerald Nowak
    Managing Director, Chief Administrative and Legal Officer
  • Paul Spaht
    Managing Partner / Limited Partner
  • Carl Thoma
    Managing Partner / Limited Partner

Sources

  1. IAPD individual record, CRD 4589027. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Thoma Bravo, L.P., filed 31 March 2026. Title, control and ownership bands.
  3. Thoma Bravo team page. Biography, education, credentials, awards.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Steven Schwab or Thoma Bravo, L.P. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.