Steven Schoenfeld has been an investment adviser representative at The Rice Partnership since August 2024, and is not listed among the firm’s executive officers or direct owners. Steven Schoenfeld holds a Business Administration degree from California Polytechnic State University.
The Rice Partnership, LLC is a Honolulu, HI firm with $985M under management, 442 clients and 10 advisers across 4 offices, as of its April 2026 filing.
Steve Schoenfeld is Portfolio Manager and Senior Strategist of The Rice Partnership. Most recently, he was Senior Manager of Institutional Fixed Income at TD Ameritrade, where he and his team supported and traded for investment advisors and their clients. He worked at Charles Schwab for 15 years in various management roles including Director of Fixed Income Sales and Regional Bond Specialist.
Steven Schoenfeld’s longest registration was 11 years at TD Ameritrade, Inc. (2011–2022). Before joining The Rice Partnership in 2024, Steven Schoenfeld was registered through Charles Schwab & Co., Inc. and TD Ameritrade, Inc.
- The Rice Partnership, LLCCurrent– present · 2 yearsSan Luis Obispo, CA · Adviser representative · Firm CRD 135701
- Wealthjar Investment Advisory, LLCAlso current– present · 2 yearsSan Luis Obispo, CA · Adviser representative · Firm CRD 288484
- Charles Schwab & Co., Inc.– · under a yearSan Diego, CA · Adviser representative · Firm CRD 5393
- TD Ameritrade, Inc.– · 11 yearsSan Diego, CA · Adviser representative · Firm CRD 7870
- TD Ameritrade Investment Management, LLC– · 6 yearsSan Diego, CA · Adviser representative · Firm CRD 111514
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 1 yearDenver, CO · Adviser representative · Firm CRD 7691
- Charles Schwab & Co., Inc.– · 3 yearsEnglewood, CO · Adviser representative · Firm CRD 5393
Investment adviser representative registrations
Steven Schoenfeld is registered as an investment adviser representative in 2 states. Each was approved in August 2024.
- CaliforniaSince 22 August 2024
- HawaiiSince 23 August 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 2 January 2023 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 53 | Municipal Securities Principal Examination | 15 October 2012 |
| Series 24 | General Securities Principal Examination | 13 June 2006 |
| Series 66 | Uniform Combined State Law Examination | 23 May 2005 |
| Series 8 | General Securities Sales Supervisor Examination (Options Module & General Module) | 20 October 1995 |
| Series 63 | Uniform Securities Agent State Law Examination | 8 May 1990 |
| Series 7 | General Securities Representative Examination | 17 June 1989 |
| Series 3 | National Commodity Futures Examination | 14 October 1988 |
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- Securities Industry Essentials Examination
- Name
- Municipal Securities Principal Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Sales Supervisor Examination (Options Module & General Module)
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- National Commodity Futures Examination
- CRD
- 1893449
- Firm
- The Rice Partnership · CRD 135701
- Office
- 1304 SANTA ROSA STREET, San Luis Obispo, CA 93401
- Registration
- Investment adviser registration
- In the industry since
- July 1992
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- thericepartnership.com
Where does Steven Schoenfeld work?
Steven Schoenfeld is an investment adviser representative registered through The Rice Partnership, LLC since August 2024, and is not listed among the firm’s executive officers or direct owners.
Is Steven Schoenfeld a financial advisor?
Yes. Steven Schoenfeld has a current investment-adviser registration in California and Hawaii, through The Rice Partnership since August 2024.
How many years of experience does Steven Schoenfeld have?
Steven Schoenfeld has 34 years in the financial industry, since July 1992, across 6 adviser firms.
What exams has Steven Schoenfeld passed?
Steven Schoenfeld has passed 9 licensing exams: the Series 3, Series 7, Series 63, Series 8, Series 66, Series 24, Series 53, Series 9 and Series 10. The earliest, the Series 3, was passed in October 1988. FINRA credited Steven Schoenfeld with the SIE, which began in October 2018.
Where did Steven Schoenfeld work before The Rice Partnership?
Before The Rice Partnership, Steven Schoenfeld was registered through Charles Schwab & Co., Inc., October 2022 to February 2023; TD Ameritrade, Inc., March 2011 to October 2022; TD Ameritrade Investment Management, LLC, March 2011 to July 2017; Merrill Lynch, Pierce, Fenner & Smith Incorporated, November 2009 to February 2011; Charles Schwab & Co., Inc., May 2005 to August 2008.
Where is Steven Schoenfeld based?
Steven Schoenfeld’s registered office is in San Luis Obispo, CA.
Is Steven Schoenfeld registered with FINRA?
No. Steven Schoenfeld has no current broker registration.
How can I verify Steven Schoenfeld’s record?
Search CRD 1893449 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Steven Schoenfeld’s full registration record.
Bonnie RiceMember/Chief Compliance Officer
Orest SaikevychChief Investment Officer
Sarah BredhoffPartner- Lia YoungOperations Manager, Senior Client Service Administrator
Ashley WilkenSenior Wealth Manager, Portfolio Manager