Steven Romjue has been Founder/Managing Director of Ridgecrest Wealth Partners since November 2020, is a control person of the firm and directly owns between 50% and 75% of it. Steven Romjue holds a BA in Economics from the University of California, Davis.
Ridgecrest Wealth Partners, LLC is a San Rafael, CA firm with $705M under management, 744 clients and 2 advisers across 2 offices, as of its March 2026 filing.
Steven K. Romjue is Founding Partner of Ridgecrest Wealth Partners, based in Mill Valley, California. He founded the firm after 32 years of service to his clients. He started his career in 1988 as a Financial Advisor with PaineWebber in San Francisco, and in 1994 moved to Smith Barney, which became Morgan Stanley, where he was an Executive Director and Senior Portfolio Manager in its Wealth Management division.
Steven Romjue’s longest registration was 11 years at Citigroup Global Markets Inc. (1997–2009). Before joining Ridgecrest Wealth Partners in 2021, Steven Romjue was registered through Morgan Stanley and Citigroup Global Markets Inc.
- – present · 5 yearsMill Valley, CA · Adviser representative · Firm CRD 311984
- Morgan Stanley– · 11 yearsMill Valley, CA · Adviser representative · Firm CRD 149777
- Citigroup Global Markets Inc.– · 11 yearsSan Francisco, CA · Adviser representative · Firm CRD 7059
Investment adviser representative registrations
Steven Romjue is registered as an investment adviser representative in California, since October 2022.
- CaliforniaSince 18 October 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 18 May 1988 |
| Series 7 | General Securities Representative Examination | 16 April 1988 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Steven Kent Romjue
- CRD
- 1822291
- Firm
- Ridgecrest Wealth Partners · CRD 311984
- Role
- Founder/Managing Director
- Office
- Mill Valley, CA
- Registration
- Investment adviser registration
- In the industry since
- June 1988
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- ridgecrestwp.com
Where does Steven Romjue work?
Steven Romjue has been Founder/Managing Director of Ridgecrest Wealth Partners, LLC since November 2020, and is a control person of the firm.
Is Steven Romjue a financial advisor?
Yes. Steven Romjue has a current investment-adviser registration in California, through Ridgecrest Wealth Partners since January 2021.
How many years of experience does Steven Romjue have?
Steven Romjue has 38 years in the financial industry, since June 1988, across 3 adviser firms.
What exams has Steven Romjue passed?
Steven Romjue has passed 2 licensing exams: the Series 7 and Series 63. The earliest, the Series 7, was passed in April 1988. FINRA credited Steven Romjue with the SIE, which began in October 2018.
Where did Steven Romjue work before Ridgecrest Wealth Partners?
Before Ridgecrest Wealth Partners, Steven Romjue was registered through Morgan Stanley, June 2009 to December 2020; Citigroup Global Markets Inc., July 1997 to June 2009.
Where is Steven Romjue based?
Steven Romjue’s registered office is in Mill Valley, CA.
Is Steven Romjue registered with FINRA?
No. Steven Romjue has no current broker registration.
How can I verify Steven Romjue’s record?
Search CRD 1822291 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Steven Romjue’s full registration record.
- Michelle EldridgeChief Compliance Officer
Christopher CoblePartner