Steven Plott has been an investment adviser representative at United Capital Management of Kansas since April 2018, and is not listed among the firm’s executive officers or direct owners.
United Capital Management of Kansas, Inc. is a Salina, KS firm with $885M under management, 1,655 clients and 23 advisers across 11 offices, as of its September 2026 filing.
- – present · 8 yearsSalina, KS · Adviser representative · Firm CRD 157755
Investment adviser representative registrations
Steven Plott is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from April 2018; the most recent is Texas, in August 2024.
- KansasSince 3 April 2018
- TexasResidentSince 2 August 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 3 April 2018 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Steven L Plott
- CRD
- 6773161
- Firm
- United Capital Management of Kansas · CRD 157755
- Office
- 227 NORTH SANTA FE, Salina, KS 67401
- Registration
- Investment adviser registration
- In the industry since
- April 2018
- Disciplinary history
- Not yet shown here · SEC record
Where does Steven Plott work?
Steven Plott is an investment adviser representative registered through United Capital Management of Kansas, Inc. since April 2018, and is not listed among the firm’s executive officers or direct owners.
Is Steven Plott a financial advisor?
Yes. Steven Plott has a current investment-adviser registration in Kansas and Texas, through United Capital Management of Kansas since April 2018.
How many years of experience does Steven Plott have?
Steven Plott has 8 years in the financial industry, since April 2018, across 1 adviser firm.
What exams has Steven Plott passed?
Steven Plott passed the Series 65 in April 2018.
Where is Steven Plott based?
Steven Plott’s registered office is in Salina, KS.
Is Steven Plott registered with FINRA?
No. Steven Plott has no current broker registration.
How can I verify Steven Plott’s record?
Search CRD 6773161 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Steven Plott’s full registration record.
