Chad Koehn has been Owner of United Capital Management of Kansas since July 2011, is a control person of the firm and directly owns 75% or more of it. Chad Koehn holds a Degree in Business Economics with an emphasis in Accounting from Tabor College.
United Capital Management of Kansas, Inc. is a Salina, KS firm with $885M under management, 1,655 clients and 23 advisers across 11 offices, as of its September 2026 filing.
Chad M. Koehn is CEO of United Capital Management of Kansas, Inc. He is the firm's primary shareholder and its managing partner, with primary responsibility to listen, understand, plan and monitor the needs and goals of clients and prospective clients. He also frequently consults with money managers and investment research analysts to determine the investment direction of client assets. He has worked in the investment industry since 1991.
Chad Koehn’s longest registration is the current one, 14 years at United Capital Management of Kansas since 2012. Before joining United Capital Management of Kansas in 2012, Chad Koehn was registered through Sterne Agee Asset Management, Inc. and Sterne Agee & Leach, Inc. Capital Management.
- – present · 14 yearsAdviser representative · Firm CRD 157755
- Sterne Agee Asset Management, Inc.– · 9 yearsSalina, KS · Adviser representative · Firm CRD 130888
- Sterne Agee & Leach, Inc. Capital Management– · under a yearSalina, KS · Adviser representative · Firm CRD 791
- Waddell & Reed, Inc.– · 6 yearsSalina, KS · Adviser representative · Firm CRD 866
Investment adviser representative registrations
Chad Koehn is registered as an investment adviser representative in 3 states. The first approvals date from January 2012; the most recent is Tennessee, in May 2025.
- KansasSince 20 January 2012
- TennesseeSince 22 May 2025
- TexasSince 27 February 2014
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 6 May 2005 |
| Series 7 | General Securities Representative Examination | 3 September 2003 |
| Series 63 | Uniform Securities Agent State Law Examination | 19 March 1992 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 19 March 1992 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Chad Mitchell Koehn
- CRD
- 2216169
- Firm
- United Capital Management of Kansas · CRD 157755
- Role
- Owner
- Registration
- Investment adviser registration
- In the industry since
- March 1992
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- ucmteam.com
Where does Chad Koehn work?
Chad Koehn has been Owner of United Capital Management of Kansas, Inc. since July 2011, and is a control person of the firm.
Is Chad Koehn a financial advisor?
Yes. Chad Koehn has a current investment-adviser registration in Kansas, Tennessee and Texas, through United Capital Management of Kansas since January 2012.
How many years of experience does Chad Koehn have?
Chad Koehn has 34 years in the financial industry, since March 1992, across 4 adviser firms.
What exams has Chad Koehn passed?
Chad Koehn has passed 4 licensing exams: the Series 63, Series 6, Series 7 and Series 65. The earliest, the Series 63, was passed in March 1992. FINRA credited Chad Koehn with the SIE, which began in October 2018.
Where did Chad Koehn work before United Capital Management of Kansas?
Before United Capital Management of Kansas, Chad Koehn was registered through Sterne Agee & Leach, Inc. Capital Management, January 2004 to February 2004; Waddell & Reed, Inc., July 1997 to January 2004.
Is Chad Koehn registered with FINRA?
No. Chad Koehn has no current broker registration.
How can I verify Chad Koehn’s record?
Search CRD 2216169 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Chad Koehn’s full registration record.