Steven Gray has been an investment adviser representative at Feltl Advisors since May 2015, and is not listed among the firm’s executive officers or direct owners.
Feltl Advisors, LLC is a Plymouth, MN firm with $166M under management, 397 clients and 15 advisers across 3 offices, as of its March 2026 filing.
Steven Gray’s longest registration is the current one, 11 years at Feltl Advisors since 2015. Before joining Feltl Advisors in 2015, Steven Gray was registered through Investment Professionals, Inc. and U.S. Bancorp Investments, Inc.
- Feltl AdvisorsCurrent– present · 11 yearsEdwardsville, IL · Adviser representative · Firm CRD 165244
- Investment Professionals, Inc.– · 5 yearsBethalto, IL · Adviser representative · Firm CRD 30184
- U.S. Bancorp Investments, Inc.– · 2 yearsAlton, IL · Adviser representative · Firm CRD 17868
- Edward Jones– · under a yearCarlinville, IL · Adviser representative · Firm CRD 250
Investment adviser representative registrations
Steven Gray is registered as an investment adviser representative in 2 states. The first approvals date from May 2015; the most recent is California, in August 2022.
- CaliforniaSince 24 August 2022
- IllinoisSince 19 May 2015
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 13 February 2007 |
| Series 63 | Uniform Securities Agent State Law Examination | 29 August 2002 |
| Series 7 | General Securities Representative Examination | 26 August 2002 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Steven Mack Gray
- CRD
- 4556759
- Firm
- Feltl Advisors · CRD 165244
- Office
- 201 East Vandalia, Edwardsville, IL 62025
- Registration
- Investment adviser and broker registrations
- In the industry since
- September 2002
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Steven Gray work?
Steven Gray is an investment adviser representative registered through Feltl Advisors, LLC since May 2015, and is not listed among the firm’s executive officers or direct owners.
Is Steven Gray a financial advisor?
Yes. Steven Gray has a current investment-adviser registration in California and Illinois, through Feltl Advisors since May 2015.
How many years of experience does Steven Gray have?
Steven Gray has 24 years in the financial industry, since September 2002, across 4 adviser firms.
What exams has Steven Gray passed?
Steven Gray has passed 3 licensing exams: the Series 7, Series 63 and Series 66. The earliest, the Series 7, was passed in August 2002. FINRA credited Steven Gray with the SIE, which began in October 2018.
Where did Steven Gray work before Feltl Advisors?
Before Feltl Advisors, Steven Gray was registered through Investment Professionals, Inc., March 2010 to April 2015; U.S. Bancorp Investments, Inc., August 2007 to March 2010; Edward Jones, February 2007 to July 2007.
Where is Steven Gray based?
Steven Gray’s registered office is in Edwardsville, IL.
Is Steven Gray registered with FINRA?
Yes. Steven Gray has a current broker registration, under CRD 4556759.
Source: FINRA BrokerCheck
How can I verify Steven Gray’s record?
Search CRD 4556759 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Steven Gray’s full registration record.
